| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14354.71 |
Day 5 |
No |
100.51 |
<7 Days |
E-3 |
13725.21 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7239.91 |
Day 5 |
Yes |
21.19 |
<7 Days |
E-4 |
7444.68 |
Yes |
T+0 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4297.73 |
Day 5 |
Yes |
210.63 |
7-30 Days |
E-5 |
4642.61 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4350.13 |
Day 5 |
Yes |
75.28 |
31-90 Days |
E-6 |
4003.75 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16861.03 |
Day 5 |
Yes |
537.15 |
<7 Days |
E-7 |
18008.74 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6132.15 |
Day 5 |
No |
163.99 |
<7 Days |
E-8 |
5718.97 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
218.78 |
Day 5 |
No |
3.37 |
31-90 Days |
E-9 |
240.61 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8335.15 |
Day 5 |
Yes |
415.74 |
7-30 Days |
G-4 |
8349.91 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9036.19 |
Day 5 |
No |
159.02 |
31-90 Days |
IG-3 |
8700.86 |
No |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10387.24 |
Day 5 |
No |
213.58 |
31-90 Days |
IG-4 |
10267.44 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9188.62 |
Day 5 |
Yes |
38.89 |
7-30 Days |
IG-5 |
8957.59 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7966.63 |
Day 5 |
No |
326.70 |
31-90 Days |
IG-6 |
7470.45 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1250.67 |
Day 5 |
No |
12.64 |
31-90 Days |
IG-7 |
1232.78 |
Yes |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14656.19 |
Day 5 |
No |
154.16 |
31-90 Days |
IG-8 |
14135.72 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11253.85 |
Day 5 |
No |
326.53 |
7-30 Days |
L-1 |
10815.61 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6023.53 |
Day 5 |
No |
236.21 |
7-30 Days |
L-10 |
5480.80 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1109.53 |
Day 5 |
No |
36.84 |
31-90 Days |
L-11 |
1194.88 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4121.10 |
Day 5 |
Yes |
89.20 |
31-90 Days |
L-2 |
4457.99 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3670.05 |
Day 5 |
Yes |
14.71 |
31-90 Days |
L-3 |
3964.05 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6866.28 |
Day 5 |
Yes |
14.11 |
7-30 Days |
L-4 |
7139.71 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5973.10 |
Day 5 |
Yes |
86.89 |
31-90 Days |
L-5 |
5993.22 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12020.05 |
Day 5 |
Yes |
277.78 |
31-90 Days |
L-6 |
12656.73 |
No |
T+2 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
854.59 |
Day 5 |
No |
38.93 |
31-90 Days |
L-7 |
769.68 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10006.46 |
Day 5 |
No |
5.27 |
31-90 Days |
L-8 |
10686.67 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16788.25 |
Day 5 |
No |
419.46 |
7-30 Days |
L-9 |
17400.08 |
No |
T+1 |
Yes |
No |
|
Treasury |