| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9283.39 |
Day 5 |
No |
305.57 |
<7 Days |
A-1-Q |
9207.66 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3544.87 |
Day 5 |
Yes |
97.11 |
<7 Days |
A-2-Q |
3820.34 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14468.78 |
Day 5 |
Yes |
257.46 |
7-30 Days |
A-3-Q |
14288.42 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4660.66 |
Day 5 |
Yes |
25.28 |
31-90 Days |
A-4-Q |
4993.73 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9223.89 |
Day 5 |
Yes |
177.68 |
<7 Days |
A-5-Q |
8439.31 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10131.37 |
Day 5 |
Yes |
483.97 |
<7 Days |
CB-1-Q |
9206.17 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15908.48 |
Day 5 |
Yes |
235.85 |
<7 Days |
CB-2-Q |
14902.51 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11584.91 |
Day 5 |
No |
470.24 |
<7 Days |
S-1-Q |
11885.74 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
27.81 |
Day 5 |
Yes |
1.34 |
31-90 Days |
S-2-Q |
29.44 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7750.52 |
Day 5 |
No |
5.31 |
<7 Days |
S-3-Q |
7470.36 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6355.63 |
Day 5 |
No |
274.81 |
7-30 Days |
S-4-Q |
5942.79 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10325.64 |
Day 5 |
No |
176.45 |
31-90 Days |
CB-3-Q |
10092.25 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14535.92 |
Day 5 |
Yes |
51.14 |
<7 Days |
G-1-Q |
13150.88 |
Yes |
T+0 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12396.40 |
Day 5 |
Yes |
578.01 |
7-30 Days |
G-2-Q |
13234.71 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4162.61 |
Day 5 |
Yes |
96.90 |
31-90 Days |
G-3-Q |
4255.00 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
504.17 |
Day 5 |
No |
15.20 |
31-90 Days |
S-5-Q |
494.51 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14187.00 |
Day 5 |
Yes |
615.07 |
7-30 Days |
S-6-Q |
14749.84 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1268.27 |
Day 5 |
Yes |
21.47 |
<7 Days |
S-7-Q |
1342.27 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8294.07 |
Day 5 |
Yes |
256.86 |
<7 Days |
E-1-Q |
8368.74 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
641.45 |
Day 5 |
Yes |
26.33 |
<7 Days |
E-2-Q |
643.57 |
Yes |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12781.86 |
Day 5 |
No |
271.82 |
<7 Days |
IG-1-Q |
11927.82 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
164.63 |
Day 5 |
No |
0.65 |
<7 Days |
IG-2-Q |
179.31 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10788.15 |
Day 5 |
Yes |
430.81 |
<7 Days |
C-1 |
10098.90 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16489.04 |
Day 5 |
Yes |
380.52 |
<7 Days |
CB-4 |
16742.90 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3025.45 |
Day 5 |
Yes |
2.10 |
31-90 Days |
E-10 |
2944.11 |
Yes |
T+1 |
No |
No |
|
Securities Finance |