| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14500.58 |
Day 4 |
No |
327.75 |
<7 Days |
L-1 |
15073.38 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9507.53 |
Day 4 |
No |
414.87 |
7-30 Days |
L-10 |
9333.35 |
Yes |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4010.19 |
Day 4 |
Yes |
128.07 |
7-30 Days |
L-11 |
3792.40 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11860.21 |
Day 4 |
No |
487.62 |
<7 Days |
L-2 |
11747.12 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3811.72 |
Day 4 |
No |
130.65 |
31-90 Days |
L-3 |
4183.46 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6364.67 |
Day 4 |
Yes |
260.43 |
<7 Days |
L-4 |
6460.78 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8561.61 |
Day 4 |
No |
357.93 |
<7 Days |
L-5 |
9212.15 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13927.79 |
Day 4 |
No |
378.59 |
31-90 Days |
L-6 |
15014.48 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3734.37 |
Day 4 |
No |
148.91 |
31-90 Days |
L-7 |
3853.63 |
Yes |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5047.43 |
Day 4 |
Yes |
138.13 |
31-90 Days |
L-8 |
4718.43 |
Yes |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2161.25 |
Day 4 |
Yes |
14.68 |
31-90 Days |
L-9 |
1956.95 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16916.08 |
Day 4 |
No |
139.71 |
31-90 Days |
LC-1 |
15794.80 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14303.09 |
Day 4 |
No |
247.43 |
7-30 Days |
LC-2 |
15086.26 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5893.34 |
Day 4 |
Yes |
43.29 |
7-30 Days |
N-1 |
5339.01 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10726.55 |
Day 4 |
Yes |
245.51 |
7-30 Days |
N-2 |
10363.27 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6935.14 |
Day 4 |
Yes |
308.01 |
7-30 Days |
N-3 |
6323.26 |
Yes |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3469.77 |
Day 4 |
Yes |
11.53 |
7-30 Days |
N-4 |
3760.61 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7222.77 |
Day 4 |
No |
339.11 |
31-90 Days |
N-5 |
7073.07 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5927.63 |
Day 4 |
No |
274.21 |
31-90 Days |
N-6 |
5809.73 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5603.69 |
Day 4 |
Yes |
153.65 |
<7 Days |
N-7 |
6022.90 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4087.33 |
Day 4 |
No |
114.26 |
31-90 Days |
P-1 |
4095.06 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13481.22 |
Day 4 |
Yes |
479.11 |
<7 Days |
P-2 |
14482.94 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5609.96 |
Day 4 |
No |
9.99 |
7-30 Days |
S-8 |
5826.05 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5103.04 |
Day 4 |
Yes |
250.61 |
<7 Days |
Y-1 |
5030.46 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2156.09 |
Day 4 |
Yes |
55.06 |
<7 Days |
Y-2 |
2271.44 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |