| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.3 |
I.S.3: Dollar Rolls |
JPY |
Yes |
Perpetual |
1733480.43 |
Day 19 |
Liberty Financial Group, Inc. |
Asset Management Services |
Broker-Dealer |
Yes |
1387300.75 |
Yes |
Day 28 |
Secured |
No |
49.90 |
| 2025-09-09 |
Liberty National Bank |
I.S.3 |
I.S.3: Dollar Rolls |
GBP |
No |
Day 58 |
3454744.08 |
Day 23 |
Liberty International Finance Ltd. |
Asset Management Services |
GSE |
Yes |
3517355.80 |
Yes |
Day 13 |
Secured |
Yes |
37.57 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
GBP |
Yes |
Day 48 |
413680.22 |
Day 47 |
Liberty Financial Group, Inc. |
Fixed Income Trading |
Investment Company or Advisor |
Yes |
357500.70 |
No |
Day 31 |
Secured |
Yes |
5.76 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
Yes |
Day 59 |
1994103.31 |
91 - 120 Days |
Liberty Capital Markets Inc. |
Prime Brokerage |
Pension Fund |
No |
1717962.10 |
Yes |
Day 5 |
Secured |
No |
44.21 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.3 |
I.S.3: Dollar Rolls |
CAD |
Yes |
Day 59 |
4098993.78 |
Day 3 |
Liberty Mortgage Services Corp. |
Investment Banking Capital Markets |
Investment Company or Advisor |
No |
4242526.00 |
No |
Day 52 |
Secured |
No |
45.25 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.3 |
I.S.3: Dollar Rolls |
GBP |
No |
Day 8 |
792922.23 |
Day 38 |
Liberty National Bank |
Client Services |
Other |
No |
647115.02 |
No |
Day 32 |
Secured |
No |
15.09 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
Yes |
Day 24 |
1013271.33 |
Day 27 |
Liberty Mortgage Services Corp. |
Equity Trading |
Other |
No |
992733.25 |
Yes |
Day 33 |
Secured |
No |
39.85 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
Yes |
Day 4 |
1347732.26 |
Day 2 |
Liberty Financial Group, Inc. - Parent Only |
Securities Financing |
MDB |
No |
1609411.50 |
Yes |
Day 19 |
Secured |
No |
19.46 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
Yes |
Day 23 |
4683566.67 |
Day 14 |
Liberty Capital Markets Inc. |
Treasury Operations |
Sovereign |
No |
4394619.59 |
Yes |
Day 60 |
Secured |
Yes |
12.30 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.3 |
I.S.3: Dollar Rolls |
EUR |
No |
Day 18 |
3113898.31 |
>4 Yr <= 5 Yr |
Liberty Financial Group, Inc. - Parent Only |
Securities Financing |
Retail |
No |
3030281.20 |
No |
83 - 90 Days |
Secured |
Yes |
23.41 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.3 |
I.S.3: Dollar Rolls |
CAD |
No |
Day 2 |
384619.62 |
Day 20 |
Liberty Financial Group, Inc. |
Equity Trading |
Retail |
No |
397665.39 |
Yes |
Day 2 |
Secured |
Yes |
14.22 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.3 |
I.S.3: Dollar Rolls |
EUR |
Yes |
>4 Yr <= 5 Yr |
108447.56 |
Day 14 |
Liberty International Finance Ltd. |
Client Services |
Other Supranational |
Yes |
115695.54 |
Yes |
Day 48 |
Secured |
No |
5.27 |
| 2025-09-09 |
Liberty National Bank |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
No |
Day 36 |
4355583.95 |
Day 45 |
Liberty Financial Group, Inc. |
Equity Trading |
Other Supranational |
No |
3967551.78 |
No |
Day 3 |
Secured |
Yes |
27.10 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
No |
Day 38 |
2711210.07 |
Open |
Liberty International Finance Ltd. |
Repo Desk |
Other Supervised Non-Bank Financial Entity |
No |
3029314.26 |
Yes |
Day 9 |
Secured |
No |
37.93 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
CAD |
Yes |
Day 45 |
53596.11 |
75 - 82 Days |
Liberty Mortgage Services Corp. |
Treasury Operations |
Central Bank |
No |
50873.76 |
No |
Day 10 |
Secured |
Yes |
25.53 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
Yes |
Day 60 |
3799894.39 |
Day 40 |
Liberty National Bank |
Treasury Operations |
PSE |
Yes |
3227943.15 |
No |
Day 21 |
Secured |
No |
25.81 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.3 |
I.S.3: Dollar Rolls |
CAD |
No |
151 - 179 Days |
148841.73 |
Day 16 |
Liberty National Bank |
Fixed Income Trading |
Retail |
No |
171048.27 |
No |
Day 36 |
Secured |
Yes |
11.07 |
| 2025-09-09 |
Liberty National Bank |
I.S.3 |
I.S.3: Dollar Rolls |
JPY |
Yes |
Day 3 |
4991454.89 |
Day 43 |
Liberty Financial Group, Inc. - Parent Only |
Treasury Operations |
Non-Regulated Fund |
No |
4348785.01 |
No |
Day 9 |
Secured |
Yes |
23.29 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
CAD |
No |
Day 56 |
3858299.22 |
Perpetual |
Liberty Financial Group, Inc. |
Asset Management Services |
MDB |
No |
3733563.76 |
No |
91 - 120 Days |
Secured |
Yes |
43.28 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
CAD |
No |
Day 3 |
4118778.92 |
Day 26 |
Liberty Mortgage Services Corp. |
Fixed Income Trading |
GSE |
Yes |
3453935.63 |
No |
>5 Yr |
Secured |
Yes |
30.14 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.3 |
I.S.3: Dollar Rolls |
JPY |
Yes |
75 - 82 Days |
3165075.93 |
Day 43 |
Liberty Financial Group, Inc. - Parent Only |
Repo Desk |
Other Supervised Non-Bank Financial Entity |
No |
3360641.54 |
Yes |
>5 Yr |
Secured |
No |
24.48 |
| 2025-09-09 |
Liberty National Bank |
I.S.3 |
I.S.3: Dollar Rolls |
EUR |
No |
Day 42 |
4053069.45 |
Day 18 |
Liberty Financial Group, Inc. |
Repo Desk |
Central Bank |
No |
3644278.09 |
No |
Day 12 |
Secured |
No |
15.19 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
GBP |
Yes |
Day 18 |
3784762.70 |
Day 3 |
Liberty Financial Group, Inc. |
Repo Desk |
Financial Market Utility |
Yes |
4230620.29 |
No |
151 - 179 Days |
Secured |
Yes |
47.26 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
JPY |
Yes |
Day 44 |
1686043.21 |
180 - 270 Days |
Liberty Capital Markets Inc. |
Prime Brokerage |
Bank |
No |
1920105.08 |
No |
Day 34 |
Secured |
No |
34.83 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.3 |
I.S.3: Dollar Rolls |
GBP |
Yes |
Day 38 |
3755229.31 |
Day 42 |
Liberty Financial Group, Inc. - Parent Only |
Repo Desk |
Pension Fund |
No |
4307639.16 |
Yes |
61 - 67 Days |
Secured |
No |
35.10 |