| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.3 |
I.S.3: Dollar Rolls |
CAD |
Yes |
Day 26 |
1178777.66 |
Day 2 |
Liberty Capital Markets Inc. |
Equity Trading |
Other Supranational |
Yes |
1369114.11 |
Yes |
Day 34 |
Secured |
No |
39.71 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.3 |
I.S.3: Dollar Rolls |
CAD |
Yes |
Day 35 |
2614098.03 |
Day 5 |
Liberty Financial Group, Inc. |
Client Services |
Non-Financial Corporate |
Yes |
2169579.38 |
Yes |
Day 8 |
Secured |
No |
3.65 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.3 |
I.S.3: Dollar Rolls |
EUR |
No |
Day 32 |
3791323.28 |
75 - 82 Days |
Liberty National Bank |
Securities Financing |
MDB |
No |
3095108.04 |
No |
Day 22 |
Secured |
No |
7.13 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
CAD |
Yes |
Day 51 |
2955486.29 |
Day 52 |
Liberty Financial Group, Inc. - Parent Only |
Asset Management Services |
MDB |
No |
2885517.54 |
No |
Day 53 |
Secured |
Yes |
15.87 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
EUR |
Yes |
Day 23 |
1182296.24 |
180 - 270 Days |
Liberty Financial Group, Inc. |
Securities Financing |
Retail |
Yes |
1334640.20 |
Yes |
Day 55 |
Secured |
Yes |
12.13 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.3 |
I.S.3: Dollar Rolls |
GBP |
No |
Day 16 |
3386237.16 |
Day 32 |
Liberty Financial Group, Inc. - Parent Only |
Fixed Income Trading |
Non-Regulated Fund |
Yes |
3082293.30 |
Yes |
Day 38 |
Secured |
Yes |
13.69 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
EUR |
Yes |
Day 41 |
3914622.21 |
Day 4 |
Liberty Financial Group, Inc. |
Fixed Income Trading |
Retail |
Yes |
3313706.10 |
Yes |
Day 32 |
Secured |
Yes |
25.80 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
JPY |
Yes |
Day 11 |
3567404.96 |
Day 20 |
Liberty Financial Group, Inc. - Parent Only |
Equity Trading |
Retail |
Yes |
4022309.29 |
Yes |
Day 49 |
Secured |
No |
27.20 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.3 |
I.S.3: Dollar Rolls |
JPY |
Yes |
Day 22 |
2521416.85 |
151 - 179 Days |
Liberty Financial Group, Inc. - Parent Only |
Prime Brokerage |
Pension Fund |
No |
2316932.70 |
No |
Day 34 |
Secured |
Yes |
48.42 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
No |
Day 56 |
2627423.31 |
Day 35 |
Liberty Capital Markets Inc. |
Fixed Income Trading |
Retail |
Yes |
2479332.32 |
Yes |
Day 16 |
Secured |
No |
7.65 |
| 2025-09-09 |
Liberty National Bank |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
Yes |
Day 49 |
1807295.85 |
Day 14 |
Liberty National Bank |
Asset Management Services |
Central Bank |
Yes |
1643625.56 |
Yes |
Day 3 |
Secured |
Yes |
14.21 |
| 2025-10-09 |
Liberty National Bank |
I.S.3 |
Dollar Rolls |
USD |
|
Open |
None |
|
Liberty Wealth Management LLC |
|
Retail |
|
83917.33 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.3 |
Dollar Rolls |
USD |
|
Open |
None |
|
|
|
Retail |
|
51407.72 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.3 |
Dollar Rolls |
USD |
|
Open |
None |
|
|
|
Retail |
|
40221.02 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.3 |
Dollar Rolls |
USD |
|
Open |
None |
|
|
|
Retail |
|
81502.98 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.3 |
Dollar Rolls |
USD |
|
Open |
None |
|
Liberty Capital Markets Inc. |
|
Retail |
|
37327.99 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.3 |
Dollar Rolls |
USD |
|
Open |
None |
|
Liberty International Finance Ltd. |
|
Retail |
|
20782.56 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.3 |
Dollar Rolls |
USD |
|
Open |
None |
|
|
|
Retail |
|
60859.54 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.3 |
Dollar Rolls |
USD |
|
Open |
None |
|
Liberty Capital Markets Inc. |
|
Retail |
|
70813.32 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.3 |
Dollar Rolls |
USD |
|
Open |
None |
|
|
|
Retail |
|
2361.47 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.3 |
Dollar Rolls |
USD |
|
Open |
None |
|
|
|
Retail |
|
60583.46 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.3 |
Dollar Rolls |
USD |
|
Open |
None |
|
Liberty Capital Markets Inc. |
|
Retail |
|
22159.10 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.3 |
Dollar Rolls |
USD |
|
Open |
None |
|
Liberty Wealth Management LLC |
|
Retail |
|
47388.13 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.3 |
Dollar Rolls |
USD |
|
Open |
None |
|
|
|
Retail |
|
49963.07 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.3 |
Dollar Rolls |
USD |
|
Open |
None |
|
Liberty Capital Markets Inc. |
|
Retail |
|
77926.01 |
|
|
|
Yes |
None |