| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
CAD |
Yes |
Day 25 |
3892824.86 |
Day 57 |
Liberty National Bank |
Prime Brokerage |
Other Supranational |
No |
3248782.90 |
Yes |
Day 39 |
Secured |
No |
33.99 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.3 |
I.S.3: Dollar Rolls |
JPY |
No |
151 - 179 Days |
1037377.93 |
Day 25 |
Liberty Financial Group, Inc. |
Prime Brokerage |
Financial Market Utility |
Yes |
1013095.01 |
Yes |
Day 40 |
Secured |
Yes |
18.08 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.3 |
I.S.3: Dollar Rolls |
EUR |
No |
Day 12 |
3690058.90 |
Day 1 |
Liberty Financial Group, Inc. - Parent Only |
Fixed Income Trading |
Non-Financial Corporate |
No |
3371835.16 |
Yes |
>4 Yr <= 5 Yr |
Secured |
No |
6.71 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
CAD |
Yes |
91 - 120 Days |
1733870.06 |
Day 40 |
Liberty International Finance Ltd. |
Repo Desk |
Central Bank |
No |
1938591.86 |
Yes |
Day 11 |
Secured |
No |
12.47 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
EUR |
Yes |
151 - 179 Days |
3457968.45 |
Day 27 |
Liberty International Finance Ltd. |
Equity Trading |
Debt Issuing SPE |
Yes |
2983437.91 |
Yes |
Day 15 |
Secured |
No |
35.98 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
Yes |
Day 9 |
4575977.09 |
>2 Yr <= 3 Yr |
Liberty Mortgage Services Corp. |
Treasury Operations |
Sovereign |
No |
5250754.55 |
Yes |
>2 Yr <= 3 Yr |
Secured |
No |
34.89 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.3 |
I.S.3: Dollar Rolls |
GBP |
Yes |
Day 52 |
267327.99 |
Day 50 |
Liberty Capital Markets Inc. |
Client Services |
Pension Fund |
Yes |
279422.44 |
No |
Day 38 |
Secured |
No |
0.27 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.3 |
I.S.3: Dollar Rolls |
EUR |
Yes |
Day 49 |
1266665.22 |
Day 10 |
Liberty Financial Group, Inc. - Parent Only |
Fixed Income Trading |
Pension Fund |
No |
1310442.65 |
No |
Day 2 |
Secured |
Yes |
25.68 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
No |
>= 1 Yr <= 2 Yr |
4687681.11 |
271 - 364 Days |
Liberty Mortgage Services Corp. |
Prime Brokerage |
Non-Regulated Fund |
No |
5509009.01 |
No |
Day 16 |
Secured |
Yes |
44.30 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.3 |
I.S.3: Dollar Rolls |
CAD |
No |
Day 25 |
2933984.83 |
Day 27 |
Liberty National Bank |
Fixed Income Trading |
Bank |
No |
3419955.49 |
Yes |
Day 9 |
Secured |
No |
30.61 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.3 |
I.S.3: Dollar Rolls |
CAD |
Yes |
121 - 150 Days |
2180379.81 |
Day 41 |
Liberty Financial Group, Inc. - Parent Only |
Asset Management Services |
Debt Issuing SPE |
Yes |
2178487.56 |
Yes |
Day 20 |
Secured |
No |
13.41 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
CAD |
No |
Day 29 |
2951417.03 |
75 - 82 Days |
Liberty Financial Group, Inc. |
Prime Brokerage |
Small Business |
Yes |
3509610.54 |
Yes |
Day 38 |
Secured |
Yes |
41.81 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.3 |
I.S.3: Dollar Rolls |
JPY |
Yes |
Day 53 |
4285111.72 |
Day 57 |
Liberty Financial Group, Inc. |
Prime Brokerage |
MDB |
No |
3875460.61 |
Yes |
Day 55 |
Secured |
No |
30.18 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.3 |
I.S.3: Dollar Rolls |
EUR |
No |
Day 17 |
4570370.68 |
Day 57 |
Liberty International Finance Ltd. |
Equity Trading |
Bank |
No |
4529857.42 |
Yes |
68 - 74 Days |
Secured |
Yes |
13.91 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.3 |
I.S.3: Dollar Rolls |
EUR |
No |
Day 50 |
1689892.78 |
Day 35 |
Liberty Mortgage Services Corp. |
Asset Management Services |
Small Business |
No |
1494863.17 |
Yes |
Day 29 |
Secured |
Yes |
0.13 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
No |
Day 2 |
2417944.93 |
Day 42 |
Liberty Mortgage Services Corp. |
Investment Banking Capital Markets |
Other Supervised Non-Bank Financial Entity |
No |
2023064.31 |
Yes |
Day 18 |
Secured |
No |
26.18 |
| 2025-09-09 |
Liberty National Bank |
I.S.3 |
I.S.3: Dollar Rolls |
GBP |
Yes |
121 - 150 Days |
4234497.53 |
Day 47 |
Liberty International Finance Ltd. |
Prime Brokerage |
MDB |
Yes |
4752538.68 |
Yes |
75 - 82 Days |
Secured |
No |
36.56 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
No |
Day 47 |
1914264.58 |
Day 49 |
Liberty National Bank |
Investment Banking Capital Markets |
Non-Financial Corporate |
No |
2082769.50 |
No |
Day 18 |
Secured |
No |
40.49 |
| 2025-09-09 |
Liberty National Bank |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
Yes |
Day 41 |
3312402.51 |
Day 42 |
Liberty Mortgage Services Corp. |
Treasury Operations |
Broker-Dealer |
No |
3482880.06 |
Yes |
Perpetual |
Secured |
Yes |
47.19 |
| 2025-09-09 |
Liberty National Bank |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
No |
Day 53 |
4068288.02 |
Day 15 |
Liberty Financial Group, Inc. |
Fixed Income Trading |
Bank |
No |
3451524.50 |
Yes |
Day 3 |
Secured |
No |
5.53 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
EUR |
Yes |
Day 30 |
2198158.78 |
Day 22 |
Liberty Financial Group, Inc. - Parent Only |
Fixed Income Trading |
Small Business |
No |
2423614.30 |
Yes |
Day 41 |
Secured |
Yes |
39.61 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
Yes |
Day 13 |
2134436.05 |
Perpetual |
Liberty International Finance Ltd. |
Equity Trading |
Debt Issuing SPE |
Yes |
2229154.80 |
No |
75 - 82 Days |
Secured |
Yes |
3.52 |
| 2025-09-09 |
Liberty National Bank |
I.S.3 |
I.S.3: Dollar Rolls |
EUR |
No |
271 - 364 Days |
142511.87 |
Day 5 |
Liberty Financial Group, Inc. - Parent Only |
Fixed Income Trading |
Bank |
Yes |
149100.62 |
Yes |
Day 48 |
Secured |
Yes |
9.68 |
| 2025-09-09 |
Liberty National Bank |
I.S.3 |
I.S.3: Dollar Rolls |
EUR |
No |
Day 5 |
4916580.43 |
>= 1 Yr <= 2 Yr |
Liberty National Bank |
Securities Financing |
Other |
No |
4892222.36 |
Yes |
Day 42 |
Secured |
Yes |
28.08 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
Yes |
Day 39 |
3934981.38 |
Day 11 |
Liberty Capital Markets Inc. |
Equity Trading |
Central Bank |
Yes |
4673246.57 |
Yes |
Day 18 |
Secured |
Yes |
30.57 |