| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
JPY |
Yes |
Day 48 |
3904932.61 |
121 - 150 Days |
Liberty Financial Group, Inc. - Parent Only |
Client Services |
Sovereign |
Yes |
3610494.89 |
Yes |
91 - 120 Days |
Secured |
Yes |
21.51 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
Yes |
Day 26 |
1826147.89 |
Day 58 |
Liberty Financial Group, Inc. - Parent Only |
Treasury Operations |
Non-Regulated Fund |
Yes |
2174113.44 |
Yes |
>5 Yr |
Secured |
Yes |
45.65 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
Yes |
Day 21 |
1554367.32 |
Day 43 |
Liberty Mortgage Services Corp. |
Fixed Income Trading |
Other Supervised Non-Bank Financial Entity |
Yes |
1604236.24 |
No |
83 - 90 Days |
Secured |
Yes |
37.82 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.3 |
I.S.3: Dollar Rolls |
CAD |
Yes |
Day 26 |
1953099.51 |
Day 41 |
Liberty National Bank |
Investment Banking Capital Markets |
Broker-Dealer |
No |
1743902.09 |
No |
75 - 82 Days |
Secured |
Yes |
33.48 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
EUR |
Yes |
Day 1 |
3783577.01 |
Day 40 |
Liberty Financial Group, Inc. |
Securities Financing |
Sovereign |
No |
3377453.04 |
No |
121 - 150 Days |
Secured |
No |
40.07 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
JPY |
No |
75 - 82 Days |
1122553.79 |
Day 50 |
Liberty Financial Group, Inc. - Parent Only |
Fixed Income Trading |
Pension Fund |
Yes |
949621.55 |
No |
Day 18 |
Secured |
No |
15.46 |
| 2025-09-09 |
Liberty National Bank |
I.S.3 |
I.S.3: Dollar Rolls |
GBP |
No |
83 - 90 Days |
88859.71 |
83 - 90 Days |
Liberty Financial Group, Inc. |
Repo Desk |
Bank |
Yes |
93014.13 |
No |
Day 17 |
Secured |
Yes |
15.04 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.3 |
I.S.3: Dollar Rolls |
JPY |
No |
Day 29 |
717178.02 |
Perpetual |
Liberty Financial Group, Inc. - Parent Only |
Securities Financing |
Broker-Dealer |
No |
587188.46 |
No |
Day 5 |
Secured |
Yes |
15.49 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
GBP |
Yes |
Day 13 |
535587.99 |
Day 31 |
Liberty Mortgage Services Corp. |
Investment Banking Capital Markets |
Small Business |
No |
465683.53 |
Yes |
Day 17 |
Secured |
No |
31.07 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.3 |
I.S.3: Dollar Rolls |
CAD |
No |
Day 47 |
692522.43 |
Day 7 |
Liberty Mortgage Services Corp. |
Securities Financing |
Other Supervised Non-Bank Financial Entity |
No |
601392.10 |
No |
Day 14 |
Secured |
No |
12.16 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.3 |
I.S.3: Dollar Rolls |
GBP |
Yes |
Perpetual |
4799450.20 |
Day 36 |
Liberty International Finance Ltd. |
Asset Management Services |
Other Supranational |
Yes |
4556401.63 |
No |
Day 52 |
Secured |
Yes |
26.98 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.3 |
I.S.3: Dollar Rolls |
JPY |
No |
61 - 67 Days |
2019804.94 |
Day 52 |
Liberty Financial Group, Inc. |
Client Services |
Small Business |
Yes |
2058783.82 |
Yes |
91 - 120 Days |
Secured |
Yes |
41.72 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
No |
Day 41 |
3024554.70 |
>4 Yr <= 5 Yr |
Liberty International Finance Ltd. |
Client Services |
Sovereign |
No |
2782197.16 |
Yes |
Day 20 |
Secured |
No |
6.62 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
No |
Day 50 |
3645238.39 |
Day 34 |
Liberty International Finance Ltd. |
Repo Desk |
Investment Company or Advisor |
No |
3228593.19 |
No |
Day 15 |
Secured |
Yes |
26.73 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.3 |
I.S.3: Dollar Rolls |
GBP |
No |
Day 5 |
1214064.29 |
Day 37 |
Liberty International Finance Ltd. |
Client Services |
Broker-Dealer |
No |
1033969.48 |
Yes |
Day 13 |
Secured |
No |
41.81 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
GBP |
No |
Day 39 |
3783339.42 |
Day 33 |
Liberty Financial Group, Inc. |
Treasury Operations |
Financial Market Utility |
Yes |
3860423.71 |
Yes |
Day 20 |
Secured |
No |
47.00 |
| 2025-09-09 |
Liberty National Bank |
I.S.3 |
I.S.3: Dollar Rolls |
GBP |
No |
Day 33 |
2896091.93 |
Day 48 |
Liberty International Finance Ltd. |
Client Services |
Other Supranational |
No |
2841271.33 |
No |
Day 36 |
Secured |
No |
9.46 |
| 2025-09-09 |
Liberty National Bank |
I.S.3 |
I.S.3: Dollar Rolls |
CAD |
Yes |
Day 55 |
801845.81 |
Day 30 |
Liberty Capital Markets Inc. |
Repo Desk |
PSE |
No |
904527.28 |
Yes |
Day 16 |
Secured |
Yes |
22.51 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
Yes |
Day 13 |
218860.77 |
Day 21 |
Liberty Capital Markets Inc. |
Fixed Income Trading |
GSE |
Yes |
246363.43 |
No |
91 - 120 Days |
Secured |
No |
1.83 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.3 |
I.S.3: Dollar Rolls |
CAD |
No |
Day 23 |
4421655.75 |
>5 Yr |
Liberty International Finance Ltd. |
Investment Banking Capital Markets |
Sovereign |
No |
4406356.13 |
Yes |
Day 2 |
Secured |
Yes |
37.20 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
No |
Day 57 |
820787.83 |
Day 19 |
Liberty Financial Group, Inc. - Parent Only |
Securities Financing |
Central Bank |
No |
750619.18 |
No |
>4 Yr <= 5 Yr |
Secured |
No |
31.97 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
EUR |
No |
Day 51 |
2824110.87 |
Day 22 |
Liberty Financial Group, Inc. - Parent Only |
Treasury Operations |
GSE |
Yes |
3364939.17 |
No |
Day 23 |
Secured |
No |
8.35 |
| 2025-09-09 |
Liberty National Bank |
I.S.3 |
I.S.3: Dollar Rolls |
GBP |
No |
Day 47 |
3205323.77 |
Day 18 |
Liberty National Bank |
Repo Desk |
Debt Issuing SPE |
Yes |
3368811.34 |
No |
>3 Yr <= 4 Yr |
Secured |
Yes |
3.36 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
USD |
No |
Day 54 |
2844675.26 |
Open |
Liberty Financial Group, Inc. - Parent Only |
Client Services |
Small Business |
No |
3218878.49 |
Yes |
Day 15 |
Secured |
No |
34.28 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.3 |
I.S.3: Dollar Rolls |
CAD |
Yes |
Day 28 |
4005137.93 |
Day 13 |
Liberty Capital Markets Inc. |
Investment Banking Capital Markets |
Non-Regulated Fund |
No |
4695550.77 |
No |
Day 16 |
Secured |
Yes |
33.70 |