| 2025-09-09 |
Liberty Financial Group, Inc. - Global Consolidated Entity |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
1909611914.37 |
<1 Day |
185361913.46 |
91-180 Days |
Agency MBS |
1835888868.89 |
No |
IntO-7326 |
Treasury |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Company Only |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
1134622880.19 |
<1 Day |
24737373.48 |
91-180 Days |
Other |
1331417993.15 |
Yes |
|
Finance |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Company Only |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
40933843.39 |
<1 Day |
165335384.15 |
91-180 Days |
Corporate Bonds |
1801091999.29 |
No |
|
Finance |
| 2025-09-09 |
Liberty National Bank |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
1261752246.57 |
<1 Day |
179586681.57 |
Open |
Treasuries |
1629208545.97 |
Yes |
|
Risk Management |
| 2025-09-09 |
Liberty National Bank |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
1496657916.13 |
<1 Day |
495826455.79 |
<30 Days |
Agency MBS |
488585801.34 |
No |
IntO-1646 |
Treasury |
| 2025-09-09 |
Liberty International Finance Ltd. |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
56976460.35 |
<1 Day |
75777005.98 |
<30 Days |
Agency MBS |
902093798.10 |
No |
IntO-2118 |
Legal |
| 2025-09-09 |
Liberty Capital Markets Inc. |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
2550016594.90 |
<1 Day |
417191627.49 |
30-90 Days |
Other |
1813015666.60 |
Yes |
|
Legal |
| 2025-09-09 |
Liberty Capital Markets Inc. |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
85722666.00 |
<1 Day |
402460694.20 |
<30 Days |
None |
681700238.06 |
Yes |
IntO-6680 |
Finance |
| 2025-09-09 |
Liberty National Bank |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
606644028.45 |
<1 Day |
393469658.69 |
91-180 Days |
Other |
60786604.10 |
No |
IntO-7817 |
Legal |
| 2025-09-09 |
Liberty Capital Markets Inc. |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
1148023390.51 |
<1 Day |
433331807.57 |
<30 Days |
Other |
1374825991.15 |
No |
IntO-7347 |
Finance |
| 2025-09-09 |
Liberty Capital Markets Inc. |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
1053070564.03 |
<1 Day |
70067811.62 |
91-180 Days |
None |
1030751045.53 |
No |
|
Risk Management |
| 2025-09-09 |
Liberty National Bank |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
1855097109.69 |
<1 Day |
412583468.36 |
<30 Days |
Cash |
1559709710.25 |
Yes |
|
Risk Management |
| 2025-09-09 |
Liberty Financial Group, Inc. - Global Consolidated Entity |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
1542159928.44 |
<1 Day |
361991903.44 |
91-180 Days |
Cash |
700916732.53 |
Yes |
|
Treasury |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Company Only |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
1763395403.72 |
<1 Day |
361095207.35 |
30-90 Days |
Equities |
695456076.78 |
No |
|
Legal |
| 2025-09-09 |
Liberty International Finance Ltd. |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
1607571431.66 |
<1 Day |
300150024.60 |
91-180 Days |
Other |
45222150.48 |
No |
|
Operations |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
1096146933.63 |
<1 Day |
203873629.90 |
Open |
Treasuries |
1513616798.37 |
No |
|
Risk Management |
| 2025-09-09 |
Liberty Financial Group, Inc. - Global Consolidated Entity |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
1187045008.36 |
<1 Day |
427703140.30 |
Open |
Cash |
438890932.68 |
Yes |
|
Operations |
| 2025-09-09 |
Liberty Financial Group, Inc. - Global Consolidated Entity |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
2861509140.61 |
<1 Day |
98210170.46 |
30-90 Days |
Corporate Bonds |
1252313543.15 |
No |
IntO-2903 |
Treasury |
| 2025-09-09 |
Liberty International Finance Ltd. |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
2873600006.46 |
<1 Day |
343632127.22 |
<30 Days |
Equities |
979001594.49 |
Yes |
IntO-6387 |
Legal |
| 2025-09-09 |
Liberty Financial Group, Inc. - Global Consolidated Entity |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
2682533119.22 |
<1 Day |
28916063.41 |
<30 Days |
None |
1422889156.15 |
No |
|
Operations |
| 2025-09-09 |
Liberty Financial Group, Inc. - Global Consolidated Entity |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
1742584500.64 |
<1 Day |
481561705.44 |
91-180 Days |
None |
1621241388.61 |
Yes |
IntO-8127 |
Treasury |
| 2025-09-09 |
Liberty International Finance Ltd. |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
202303915.81 |
<1 Day |
52436180.78 |
91-180 Days |
Agency MBS |
1350137210.45 |
No |
|
Risk Management |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Company Only |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
123227632.71 |
<1 Day |
285389031.22 |
Open |
Other |
615277344.61 |
Yes |
IntO-2352 |
Risk Management |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
1530485860.57 |
<1 Day |
180768287.04 |
30-90 Days |
Other |
351515449.85 |
Yes |
IntO-5528 |
Operations |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Company Only |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
1700801639.68 |
<1 Day |
10256763.14 |
<30 Days |
Other |
1517865467.61 |
Yes |
|
Finance |