| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Company Only |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
444733864.62 |
<1 Day |
224948666.70 |
Open |
Agency MBS |
1911581496.71 |
Yes |
IntO-3353 |
Treasury |
| 2025-09-09 |
Liberty International Finance Ltd. |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
19254665.68 |
<1 Day |
347467769.58 |
30-90 Days |
Agency MBS |
1039792730.46 |
Yes |
|
Treasury |
| 2025-09-09 |
Liberty Capital Markets Inc. |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
276833196.61 |
<1 Day |
468929884.97 |
Open |
Other |
303675964.28 |
No |
|
Legal |
| 2025-09-09 |
Liberty National Bank |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
2188487695.65 |
<1 Day |
100682308.07 |
Open |
Agency MBS |
973661103.57 |
Yes |
IntO-7937 |
Finance |
| 2025-09-09 |
Liberty Capital Markets Inc. |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
418907642.23 |
<1 Day |
40601231.65 |
30-90 Days |
Cash |
1886662289.41 |
Yes |
IntO-6438 |
Risk Management |
| 2025-09-09 |
Liberty Capital Markets Inc. |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
887712485.78 |
<1 Day |
445696897.99 |
Open |
Treasuries |
174169153.69 |
Yes |
|
Finance |
| 2025-09-09 |
Liberty National Bank |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
1420800092.46 |
<1 Day |
395417281.51 |
Open |
Treasuries |
1993348707.91 |
No |
|
Finance |
| 2025-09-09 |
Liberty Capital Markets Inc. |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
144647061.08 |
<1 Day |
497273669.55 |
91-180 Days |
Corporate Bonds |
1031127478.70 |
Yes |
|
Legal |
| 2025-09-09 |
Liberty Financial Group, Inc. - Global Consolidated Entity |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
2804052327.26 |
<1 Day |
358682529.60 |
<30 Days |
Corporate Bonds |
88056562.73 |
No |
|
Operations |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
2144896677.25 |
<1 Day |
362296455.04 |
30-90 Days |
Corporate Bonds |
1557179634.89 |
Yes |
IntO-5628 |
Treasury |
| 2025-09-09 |
Liberty Capital Markets Inc. |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
1489848774.04 |
<1 Day |
69393413.54 |
<30 Days |
Other |
1353123432.14 |
No |
|
Treasury |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Company Only |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
2320111480.87 |
<1 Day |
344855871.47 |
Open |
Other |
1733744067.84 |
Yes |
IntO-5398 |
Legal |
| 2025-09-09 |
Liberty Financial Group, Inc. - Global Consolidated Entity |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
1910995728.98 |
<1 Day |
209228027.54 |
30-90 Days |
Agency MBS |
600819820.05 |
No |
|
Legal |
| 2025-09-09 |
Liberty National Bank |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
714724537.17 |
<1 Day |
288042878.68 |
91-180 Days |
Corporate Bonds |
1589826292.29 |
Yes |
IntO-3681 |
Finance |
| 2025-09-09 |
Liberty International Finance Ltd. |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
2383250326.66 |
<1 Day |
199473838.79 |
Open |
Other |
584097439.96 |
Yes |
IntO-6412 |
Legal |
| 2025-09-09 |
Liberty Financial Group, Inc. - Global Consolidated Entity |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
2232350343.67 |
<1 Day |
171207550.12 |
<30 Days |
None |
650231485.54 |
No |
IntO-2948 |
Risk Management |
| 2025-09-09 |
Liberty National Bank |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
1623484588.56 |
<1 Day |
49628093.32 |
91-180 Days |
Equities |
569508213.19 |
Yes |
|
Operations |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Company Only |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
2223156900.69 |
<1 Day |
123683643.51 |
91-180 Days |
Agency MBS |
574001982.50 |
Yes |
|
Treasury |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Company Only |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
859391744.38 |
<1 Day |
334582568.34 |
91-180 Days |
Other |
488308940.61 |
No |
IntO-4460 |
Operations |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Company Only |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
1717611904.84 |
<1 Day |
350534451.69 |
30-90 Days |
Agency MBS |
1470553500.34 |
Yes |
|
Legal |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
597361356.34 |
<1 Day |
265158171.87 |
Open |
Treasuries |
1030965100.29 |
Yes |
IntO-7463 |
Operations |
| 2025-09-09 |
Liberty National Bank |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
2959844088.25 |
<1 Day |
343116656.48 |
Open |
Agency MBS |
327715574.59 |
Yes |
|
Operations |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
623444234.90 |
<1 Day |
417066425.78 |
91-180 Days |
Equities |
1739267202.54 |
Yes |
IntO-7246 |
Operations |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Company Only |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
1191967438.58 |
<1 Day |
74936592.56 |
<30 Days |
Treasuries |
1799445561.17 |
Yes |
|
Operations |
| 2025-09-09 |
Liberty National Bank |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
2512482814.41 |
<1 Day |
188268217.43 |
91-180 Days |
Corporate Bonds |
677088618.43 |
Yes |
|
Finance |