| 2025-09-09 |
Liberty Financial Group, Inc. - Global Consolidated Entity |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
420691014.60 |
<1 Day |
419974992.51 |
30-90 Days |
None |
1638241579.69 |
Yes |
|
Legal |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Company Only |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
2685105271.01 |
<1 Day |
94540999.73 |
91-180 Days |
None |
651478962.58 |
Yes |
|
Legal |
| 2025-09-09 |
Liberty Financial Group, Inc. - Global Consolidated Entity |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
676862189.89 |
<1 Day |
210575622.09 |
Open |
Other |
1756127958.70 |
Yes |
IntO-7360 |
Finance |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
251650456.05 |
<1 Day |
172362502.05 |
91-180 Days |
Agency MBS |
866204181.62 |
Yes |
IntO-8761 |
Operations |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
1333774722.22 |
<1 Day |
153319042.74 |
30-90 Days |
Corporate Bonds |
683632923.76 |
No |
|
Finance |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Company Only |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
2959365447.99 |
<1 Day |
458895806.87 |
Open |
Cash |
570848036.30 |
No |
IntO-8907 |
Finance |
| 2025-09-09 |
Liberty Financial Group, Inc. - Global Consolidated Entity |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
2577759846.38 |
<1 Day |
469453880.34 |
91-180 Days |
Equities |
1050638554.61 |
No |
|
Risk Management |
| 2025-09-09 |
Liberty Financial Group, Inc. - Global Consolidated Entity |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
1626089314.83 |
<1 Day |
30091932.48 |
91-180 Days |
Agency MBS |
89876051.77 |
Yes |
IntO-4176 |
Finance |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Company Only |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
2633582752.41 |
<1 Day |
465789309.49 |
91-180 Days |
Agency MBS |
1602376611.45 |
Yes |
|
Operations |
| 2025-09-09 |
Liberty Capital Markets Inc. |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
143273083.27 |
<1 Day |
114511289.14 |
<30 Days |
Corporate Bonds |
529742649.78 |
Yes |
IntO-1261 |
Finance |
| 2025-09-09 |
Liberty International Finance Ltd. |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
2011728196.58 |
<1 Day |
258986103.18 |
<30 Days |
Treasuries |
1880183639.75 |
Yes |
|
Risk Management |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
1859376069.88 |
<1 Day |
416651349.82 |
Open |
Other |
1383635585.58 |
Yes |
IntO-5390 |
Risk Management |
| 2025-09-09 |
Liberty Financial Group, Inc. - Global Consolidated Entity |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
725173050.08 |
<1 Day |
348469392.09 |
<30 Days |
Corporate Bonds |
444021892.26 |
Yes |
|
Operations |
| 2025-09-09 |
Liberty International Finance Ltd. |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
1342541585.14 |
<1 Day |
98375189.48 |
Open |
Equities |
1950584687.44 |
Yes |
IntO-6724 |
Risk Management |
| 2025-09-09 |
Liberty Financial Group, Inc. - Global Consolidated Entity |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
2310065772.60 |
<1 Day |
10184456.34 |
<30 Days |
Corporate Bonds |
823694531.90 |
Yes |
|
Finance |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Company Only |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
2918901862.22 |
<1 Day |
51039737.89 |
<30 Days |
None |
756954356.86 |
Yes |
IntO-4893 |
Treasury |
| 2025-09-09 |
Liberty International Finance Ltd. |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
1498588386.33 |
<1 Day |
235216688.56 |
Open |
Other |
39485272.09 |
Yes |
|
Finance |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
805283379.78 |
<1 Day |
118792007.23 |
30-90 Days |
Equities |
1863640805.19 |
No |
IntO-5712 |
Finance |
| 2025-09-09 |
Liberty Financial Group, Inc. - Global Consolidated Entity |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
2256348752.82 |
<1 Day |
296796759.36 |
91-180 Days |
Corporate Bonds |
647601526.26 |
Yes |
IntO-8524 |
Finance |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Company Only |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
2127725224.51 |
<1 Day |
185762798.68 |
Open |
Equities |
1029359666.29 |
Yes |
IntO-4140 |
Finance |
| 2025-09-09 |
Liberty Financial Group, Inc. - Global Consolidated Entity |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
481156328.23 |
<1 Day |
211984830.50 |
30-90 Days |
None |
934730352.91 |
No |
|
Finance |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
977860119.20 |
<1 Day |
23931951.21 |
30-90 Days |
Cash |
457728420.45 |
Yes |
IntO-4495 |
Risk Management |
| 2025-09-09 |
Liberty Capital Markets Inc. |
O.O.17 |
Excess Margin |
Broker-Dealer |
No |
2232237510.74 |
<1 Day |
163630542.08 |
Open |
Other |
58530308.55 |
No |
IntO-3214 |
Risk Management |
| 2025-09-09 |
Liberty National Bank |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
401265269.25 |
<1 Day |
28212049.07 |
Open |
Treasuries |
1015662356.09 |
No |
|
Legal |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Company Only |
O.O.17 |
Excess Margin |
Broker-Dealer |
Yes |
385793053.75 |
<1 Day |
293294693.01 |
91-180 Days |
None |
992145418.16 |
Yes |
IntO-7596 |
Treasury |