| 2025-09-09 |
Liberty Capital Markets Inc. |
I.O.5 |
I.O.5: Lock-up Balance |
75 - 82 Days |
4000098.94 |
EUR |
PSE |
|
No |
Securities Operations |
Liberty National Bank |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 1 |
956470.96 |
CHF |
Other Supranational |
|
No |
Client Treasury Services |
Liberty Financial Group, Inc. |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 18 |
3873543.09 |
JPY |
PSE |
|
Yes |
Corporate Banking |
Liberty National Bank |
| 2025-09-09 |
Liberty National Bank |
I.O.5 |
I.O.5: Lock-up Balance |
Day 48 |
650582.92 |
USD |
Non-Financial Corporate |
|
No |
Prime Brokerage |
Liberty Capital Markets Inc. |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.O.5 |
I.O.5: Lock-up Balance |
Day 29 |
1101806.56 |
JPY |
Small Business |
|
No |
Client Treasury Services |
Liberty Financial Group, Inc. |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 39 |
3541362.29 |
USD |
Sovereign |
|
No |
Client Treasury Services |
Liberty Capital Markets Inc. |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 30 |
3277845.84 |
EUR |
Non-Financial Corporate |
|
No |
Prime Brokerage |
Liberty Financial Group, Inc. - Parent Only |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 9 |
3692968.29 |
CHF |
Investment Company or Advisor |
|
No |
Derivatives Trading |
Liberty National Bank |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 14 |
1142614.11 |
GBP |
Other Supervised Non-Bank Financial Entity |
|
No |
Prime Brokerage |
Liberty Financial Group, Inc. |
| 2025-09-09 |
Liberty National Bank |
I.O.5 |
I.O.5: Lock-up Balance |
Day 51 |
1537237.26 |
AUD |
Broker-Dealer |
|
Yes |
Asset Management |
Liberty Financial Group, Inc. |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 60 |
4345747.16 |
USD |
Other Supervised Non-Bank Financial Entity |
|
No |
Fixed Income Sales |
Liberty Financial Group, Inc. - Parent Only |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 55 |
418865.83 |
AUD |
Small Business |
|
Yes |
Prime Brokerage |
Liberty International Finance Ltd. |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 1 |
2562811.91 |
AUD |
Central Bank |
|
No |
Asset Management |
Liberty Mortgage Services Corp. |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 12 |
1263881.04 |
JPY |
Sovereign |
|
Yes |
Fixed Income Sales |
Liberty National Bank |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.O.5 |
I.O.5: Lock-up Balance |
91 - 120 Days |
956043.12 |
AUD |
GSE |
|
Yes |
Client Treasury Services |
Liberty Financial Group, Inc. |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 41 |
1208535.14 |
EUR |
PSE |
|
Yes |
Derivatives Trading |
Liberty Mortgage Services Corp. |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 35 |
1245986.07 |
CHF |
Bank |
|
Yes |
Securities Operations |
Liberty National Bank |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 21 |
799007.98 |
CHF |
Other Supervised Non-Bank Financial Entity |
|
No |
Client Treasury Services |
Liberty International Finance Ltd. |
| 2025-09-09 |
Liberty National Bank |
I.O.5 |
I.O.5: Lock-up Balance |
Day 47 |
2713281.29 |
AUD |
Bank |
|
No |
Derivatives Trading |
Liberty Financial Group, Inc. - Parent Only |
| 2025-09-09 |
Liberty National Bank |
I.O.5 |
I.O.5: Lock-up Balance |
Day 7 |
1749501.11 |
GBP |
Other Supervised Non-Bank Financial Entity |
|
Yes |
Treasury Operations |
Liberty National Bank |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 18 |
3712542.93 |
GBP |
Debt Issuing SPE |
|
No |
Client Treasury Services |
Liberty International Finance Ltd. |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 32 |
3294699.66 |
CHF |
Pension Fund |
|
No |
Fixed Income Sales |
Liberty Financial Group, Inc. - Parent Only |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 38 |
398567.14 |
EUR |
PSE |
|
No |
Securities Operations |
Liberty Financial Group, Inc. - Parent Only |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.O.5 |
I.O.5: Lock-up Balance |
Day 17 |
2775432.23 |
USD |
Retail |
|
No |
Treasury Operations |
Liberty Mortgage Services Corp. |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 14 |
1777191.65 |
CHF |
Debt Issuing SPE |
|
No |
Corporate Banking |
Liberty Capital Markets Inc. |