| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.O.5 |
I.O.5: Lock-up Balance |
Day 36 |
4676310.52 |
GBP |
Financial Market Utility |
|
No |
Securities Operations |
Liberty Mortgage Services Corp. |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.O.5 |
I.O.5: Lock-up Balance |
Day 34 |
788391.53 |
CAD |
Retail |
|
No |
Treasury Operations |
Liberty National Bank |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.O.5 |
I.O.5: Lock-up Balance |
>2 Yr <= 3 Yr |
4910457.32 |
JPY |
Debt Issuing SPE |
|
No |
Treasury Operations |
Liberty International Finance Ltd. |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 8 |
2163066.09 |
USD |
Pension Fund |
|
No |
Prime Brokerage |
Liberty National Bank |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.O.5 |
I.O.5: Lock-up Balance |
Day 24 |
4046723.74 |
GBP |
Sovereign |
|
Yes |
Prime Brokerage |
Liberty International Finance Ltd. |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.O.5 |
I.O.5: Lock-up Balance |
>2 Yr <= 3 Yr |
2866945.82 |
AUD |
MDB |
|
Yes |
Client Treasury Services |
Liberty Financial Group, Inc. - Parent Only |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.O.5 |
I.O.5: Lock-up Balance |
Perpetual |
1747070.73 |
USD |
Bank |
|
Yes |
Corporate Banking |
Liberty National Bank |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.O.5 |
I.O.5: Lock-up Balance |
Perpetual |
268180.69 |
EUR |
Broker-Dealer |
|
No |
Corporate Banking |
Liberty Capital Markets Inc. |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 26 |
3149053.96 |
CAD |
PSE |
|
Yes |
Corporate Banking |
Liberty Mortgage Services Corp. |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 42 |
361918.53 |
JPY |
Broker-Dealer |
|
Yes |
Asset Management |
Liberty Financial Group, Inc. |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.O.5 |
I.O.5: Lock-up Balance |
>= 1 Yr <= 2 Yr |
1424171.14 |
USD |
Broker-Dealer |
|
Yes |
Asset Management |
Liberty National Bank |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 8 |
4668083.67 |
AUD |
Debt Issuing SPE |
|
No |
Treasury Operations |
Liberty Financial Group, Inc. |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 46 |
1163847.24 |
GBP |
Retail |
|
No |
Treasury Operations |
Liberty Capital Markets Inc. |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 51 |
977713.94 |
JPY |
Other Supervised Non-Bank Financial Entity |
|
Yes |
Derivatives Trading |
Liberty Capital Markets Inc. |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 22 |
613926.35 |
USD |
Non-Financial Corporate |
|
Yes |
Asset Management |
Liberty Financial Group, Inc. |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.O.5 |
I.O.5: Lock-up Balance |
Day 14 |
4088354.05 |
USD |
Debt Issuing SPE |
|
Yes |
Client Treasury Services |
Liberty National Bank |
| 2025-09-09 |
Liberty National Bank |
I.O.5 |
I.O.5: Lock-up Balance |
Day 9 |
3774749.92 |
CHF |
Pension Fund |
|
Yes |
Prime Brokerage |
Liberty Financial Group, Inc. - Parent Only |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 53 |
4091267.91 |
JPY |
Other Supervised Non-Bank Financial Entity |
|
Yes |
Securities Operations |
Liberty Financial Group, Inc. - Parent Only |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.O.5 |
I.O.5: Lock-up Balance |
Day 48 |
4191696.38 |
AUD |
Broker-Dealer |
|
No |
Treasury Operations |
Liberty Financial Group, Inc. |
| 2025-09-09 |
Liberty National Bank |
I.O.5 |
I.O.5: Lock-up Balance |
Day 29 |
2357640.82 |
CAD |
Bank |
|
Yes |
Client Treasury Services |
Liberty Capital Markets Inc. |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 32 |
4717489.75 |
USD |
Broker-Dealer |
|
No |
Treasury Operations |
Liberty Capital Markets Inc. |
| 2025-09-09 |
Liberty National Bank |
I.O.5 |
I.O.5: Lock-up Balance |
75 - 82 Days |
4810511.65 |
CHF |
Retail |
|
Yes |
Fixed Income Sales |
Liberty Financial Group, Inc. |
| 2025-09-09 |
Liberty National Bank |
I.O.5 |
I.O.5: Lock-up Balance |
>3 Yr <= 4 Yr |
557624.07 |
CHF |
Other Supervised Non-Bank Financial Entity |
|
Yes |
Securities Operations |
Liberty Financial Group, Inc. - Parent Only |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 30 |
3849930.11 |
CHF |
Broker-Dealer |
|
No |
Prime Brokerage |
Liberty Financial Group, Inc. - Parent Only |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.O.5 |
I.O.5: Lock-up Balance |
Day 31 |
521000.26 |
EUR |
Non-Financial Corporate |
|
No |
Treasury Operations |
Liberty Capital Markets Inc. |