Complex Institution Liquidity Monitoring Report OMB Number 7100-0361

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I.O.5: Lock-up Balance

Report Date Reporting Entity Product ID Product Maturity Bucket Maturity Amount Currency Counterparty Collateral Class Treasury Control Business Line Internal Counterparty
2025-09-09 Liberty National Bank I.O.5 I.O.5: Lock-up Balance Day 6 4273945.29 CHF Other Supervised Non-Bank Financial Entity No Client Treasury Services Liberty Capital Markets Inc.
2025-09-09 Liberty Capital Markets Inc. I.O.5 I.O.5: Lock-up Balance Day 8 3508222.76 JPY Financial Market Utility Yes Securities Operations Liberty Financial Group, Inc. - Parent Only
2025-09-09 Liberty National Bank I.O.5 I.O.5: Lock-up Balance 271 - 364 Days 3659415.21 CAD Other Supranational Yes Derivatives Trading Liberty Capital Markets Inc.
2025-09-09 Liberty Financial Group, Inc. I.O.5 I.O.5: Lock-up Balance Day 51 91775.18 CHF Other No Fixed Income Sales Liberty International Finance Ltd.
2025-09-09 Liberty Financial Group, Inc. I.O.5 I.O.5: Lock-up Balance Day 4 3210937.37 GBP MDB Yes Fixed Income Sales Liberty National Bank
2025-09-09 Liberty Financial Group, Inc. - Parent Only I.O.5 I.O.5: Lock-up Balance 61 - 67 Days 1995109.45 CHF Non-Financial Corporate Yes Asset Management Liberty National Bank
2025-10-09 Liberty National Bank I.O.5 Lock-up Balance Open 55297.29 USD Retail A-0-Q No
2025-10-09 Liberty National Bank I.O.5 Lock-up Balance Open 62271.17 USD Retail A-1-Q Yes Liberty Mortgage Services Corp.
2025-10-09 Liberty National Bank I.O.5 Lock-up Balance Open 13737.04 USD Retail A-2-Q No Liberty International Finance Ltd.
2025-10-09 Liberty National Bank I.O.5 Lock-up Balance Open 5302.43 USD Retail A-3-Q No Liberty Wealth Management LLC
2025-10-09 Liberty National Bank I.O.5 Lock-up Balance Open 15648.27 USD Retail A-4-Q No
2025-10-09 Liberty National Bank I.O.5 Lock-up Balance Open 78980.80 USD Retail A-5-Q No Liberty Capital Markets Inc.
2025-10-09 Liberty National Bank I.O.5 Lock-up Balance Open 53631.41 USD Retail CB-1-Q Yes
2025-10-09 Liberty National Bank I.O.5 Lock-up Balance Open 74222.35 USD Retail CB-2-Q Yes Liberty Mortgage Services Corp.
2025-10-09 Liberty National Bank I.O.5 Lock-up Balance Open 28444.71 USD Retail S-1-Q Yes Liberty International Finance Ltd.
2025-10-09 Liberty National Bank I.O.5 Lock-up Balance Open 7477.01 USD Retail S-2-Q No Liberty Wealth Management LLC
2025-10-09 Liberty National Bank I.O.5 Lock-up Balance Open 13308.44 USD Retail S-3-Q Yes
2025-10-09 Liberty National Bank I.O.5 Lock-up Balance Open 4498.26 USD Retail S-4-Q Yes
2025-10-09 Liberty National Bank I.O.5 Lock-up Balance Open 2179.04 USD Retail CB-3-Q Yes Liberty Wealth Management LLC
2025-10-09 Liberty National Bank I.O.5 Lock-up Balance Open 56136.83 USD Retail G-1-Q No Liberty International Finance Ltd.
2025-10-09 Liberty National Bank I.O.5 Lock-up Balance Open 241.97 USD Retail G-2-Q Yes
2025-10-09 Liberty National Bank I.O.5 Lock-up Balance Open 51737.68 USD Retail G-3-Q No Liberty Mortgage Services Corp.
2025-10-09 Liberty National Bank I.O.5 Lock-up Balance Open 60068.74 USD Retail S-5-Q No
2025-10-09 Liberty National Bank I.O.5 Lock-up Balance Open 36714.60 USD Retail S-6-Q No
2025-10-09 Liberty National Bank I.O.5 Lock-up Balance Open 73849.54 USD Retail S-7-Q Yes