| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
22782.75 |
121 - 150 Days |
Yes |
764.82 |
91-180 Days |
L-8 |
23553.16 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
31090.33 |
121 - 150 Days |
Yes |
1879.42 |
<7 Days |
L-9 |
37140.94 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
33252.60 |
121 - 150 Days |
No |
426.03 |
7-30 Days |
LC-1 |
35842.07 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
20938.83 |
121 - 150 Days |
Yes |
1272.04 |
91-180 Days |
LC-2 |
21641.09 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
9762.21 |
121 - 150 Days |
No |
458.79 |
<7 Days |
N-1 |
8396.50 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
40266.31 |
121 - 150 Days |
Yes |
113.73 |
91-180 Days |
N-2 |
40940.68 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
38703.52 |
121 - 150 Days |
No |
1280.20 |
91-180 Days |
N-3 |
38889.30 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
32839.30 |
121 - 150 Days |
Yes |
248.33 |
91-180 Days |
N-4 |
29639.11 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
11906.51 |
121 - 150 Days |
Yes |
820.78 |
91-180 Days |
N-5 |
13656.49 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
16547.37 |
121 - 150 Days |
Yes |
277.99 |
<7 Days |
N-6 |
15599.78 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
13798.72 |
121 - 150 Days |
No |
1361.40 |
91-180 Days |
N-7 |
15708.00 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
4371.77 |
121 - 150 Days |
No |
76.41 |
7-30 Days |
P-1 |
3747.74 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
12717.18 |
121 - 150 Days |
Yes |
1200.00 |
<7 Days |
P-2 |
11872.39 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
25412.07 |
121 - 150 Days |
No |
79.37 |
<7 Days |
S-8 |
21606.29 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
14538.29 |
121 - 150 Days |
Yes |
1155.53 |
91-180 Days |
Y-1 |
16275.87 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
13118.13 |
121 - 150 Days |
Yes |
47.27 |
91-180 Days |
Y-2 |
15241.46 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
29214.66 |
121 - 150 Days |
No |
1058.66 |
<7 Days |
Y-3 |
25597.73 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
30350.30 |
121 - 150 Days |
Yes |
221.02 |
7-30 Days |
Y-4 |
26861.31 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
16949.26 |
121 - 150 Days |
Yes |
939.32 |
91-180 Days |
Z-1 |
19937.66 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
29094.14 |
121 - 150 Days |
No |
1476.69 |
7-30 Days |
A-2 |
24868.72 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
30383.65 |
121 - 150 Days |
No |
2748.10 |
7-30 Days |
A-3 |
34162.58 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
32841.83 |
121 - 150 Days |
Yes |
1443.85 |
31-90 Days |
A-4 |
30333.31 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
19402.65 |
121 - 150 Days |
Yes |
1403.57 |
7-30 Days |
A-5 |
16437.91 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
20506.83 |
121 - 150 Days |
No |
606.63 |
7-30 Days |
CB-1 |
17408.34 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
36210.54 |
121 - 150 Days |
No |
1199.48 |
91-180 Days |
CB-2 |
29754.07 |
Partial |
No |
|
Capital Markets |