| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
8449.22 |
91 - 120 Days |
Yes |
224.74 |
<7 Days |
S-7 |
9996.63 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
15622.34 |
121 - 150 Days |
Yes |
217.82 |
<7 Days |
A-0-Q |
14998.93 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
11071.18 |
121 - 150 Days |
No |
527.39 |
91-180 Days |
A-1-Q |
10657.38 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
41409.27 |
121 - 150 Days |
No |
3877.14 |
<7 Days |
A-2-Q |
38309.77 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
36890.83 |
121 - 150 Days |
Yes |
1130.54 |
91-180 Days |
A-3-Q |
43493.30 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
12326.51 |
121 - 150 Days |
Yes |
1217.13 |
<7 Days |
A-4-Q |
12201.37 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
5844.50 |
121 - 150 Days |
Yes |
163.49 |
7-30 Days |
A-5-Q |
4759.46 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
7611.91 |
121 - 150 Days |
No |
19.52 |
31-90 Days |
CB-1-Q |
6214.84 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
42468.27 |
121 - 150 Days |
Yes |
3419.75 |
<7 Days |
CB-2-Q |
45763.48 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
26601.82 |
121 - 150 Days |
No |
2287.19 |
7-30 Days |
S-1-Q |
21769.40 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
20093.76 |
121 - 150 Days |
No |
1245.40 |
<7 Days |
S-2-Q |
19873.83 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
35391.71 |
121 - 150 Days |
Yes |
1662.33 |
7-30 Days |
S-3-Q |
35010.43 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
31634.98 |
121 - 150 Days |
No |
1809.77 |
<7 Days |
S-4-Q |
30866.35 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
15779.88 |
121 - 150 Days |
Yes |
933.14 |
91-180 Days |
CB-3-Q |
14395.42 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
24625.92 |
121 - 150 Days |
Yes |
2385.97 |
7-30 Days |
G-1-Q |
27115.94 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
17407.09 |
121 - 150 Days |
Yes |
1475.20 |
31-90 Days |
G-2-Q |
20223.03 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
21700.60 |
121 - 150 Days |
No |
114.12 |
7-30 Days |
G-3-Q |
24010.22 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
4760.18 |
121 - 150 Days |
Yes |
439.51 |
91-180 Days |
S-5-Q |
5473.76 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
23599.97 |
121 - 150 Days |
No |
1362.89 |
7-30 Days |
S-6-Q |
22813.59 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
34854.10 |
121 - 150 Days |
No |
1333.79 |
<7 Days |
S-7-Q |
33729.28 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
23954.24 |
121 - 150 Days |
No |
2354.86 |
<7 Days |
E-1-Q |
19695.82 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
39185.04 |
121 - 150 Days |
No |
3207.26 |
31-90 Days |
E-2-Q |
33028.87 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
14612.17 |
121 - 150 Days |
No |
1390.87 |
7-30 Days |
IG-1-Q |
12491.14 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
2143.51 |
121 - 150 Days |
Yes |
130.41 |
91-180 Days |
IG-2-Q |
2095.22 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
6707.12 |
121 - 150 Days |
No |
432.47 |
<7 Days |
C-1 |
7468.04 |
Full |
No |
|
Wholesale Lending |