| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
11938.81 |
Day 59 |
Yes |
1157.71 |
31-90 Days |
L-6 |
9751.33 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
30084.90 |
Day 59 |
No |
2969.45 |
7-30 Days |
L-7 |
29867.71 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
20803.72 |
Day 59 |
No |
2027.40 |
7-30 Days |
L-8 |
18158.90 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
30191.46 |
Day 59 |
Yes |
317.05 |
31-90 Days |
L-9 |
31686.87 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
6973.54 |
Day 59 |
No |
309.00 |
7-30 Days |
LC-1 |
6688.97 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
2134.54 |
Day 59 |
Yes |
141.36 |
<7 Days |
LC-2 |
2471.09 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
4107.38 |
Day 59 |
No |
365.11 |
31-90 Days |
N-1 |
4403.05 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
25966.07 |
Day 59 |
Yes |
1084.02 |
7-30 Days |
N-2 |
26086.22 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
3820.71 |
Day 59 |
No |
255.58 |
<7 Days |
N-3 |
3406.30 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
30220.57 |
Day 59 |
Yes |
2421.06 |
31-90 Days |
N-4 |
32948.88 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
40253.15 |
Day 59 |
No |
2138.60 |
31-90 Days |
N-5 |
42489.81 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
42395.55 |
Day 59 |
Yes |
797.50 |
31-90 Days |
N-6 |
47304.60 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
27157.51 |
Day 59 |
No |
1753.95 |
7-30 Days |
N-7 |
22494.88 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
35479.08 |
Day 59 |
Yes |
3123.80 |
<7 Days |
P-1 |
31337.01 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
10985.92 |
Day 59 |
Yes |
1050.16 |
91-180 Days |
P-2 |
10818.21 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
43274.40 |
Day 59 |
No |
2841.61 |
91-180 Days |
S-8 |
38130.84 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
27511.07 |
Day 59 |
No |
948.84 |
31-90 Days |
Y-1 |
22963.51 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
24885.38 |
Day 59 |
Yes |
1722.02 |
7-30 Days |
Y-2 |
26286.12 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
13583.51 |
Day 59 |
No |
130.41 |
<7 Days |
Y-3 |
11271.89 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
6240.72 |
Day 59 |
Yes |
375.42 |
<7 Days |
Y-4 |
5603.55 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
20721.26 |
Day 59 |
Yes |
1394.12 |
31-90 Days |
Z-1 |
24119.22 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
20403.54 |
Day 59 |
No |
1199.01 |
31-90 Days |
A-2 |
19603.05 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
42681.74 |
Day 59 |
Yes |
1074.24 |
91-180 Days |
A-3 |
40427.11 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
40146.54 |
Day 59 |
Yes |
2857.29 |
<7 Days |
A-4 |
43518.18 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
6718.42 |
Day 59 |
No |
595.94 |
91-180 Days |
A-5 |
6332.23 |
None |
No |
|
Trading |