| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
27233.10 |
Day 58 |
Yes |
287.20 |
91-180 Days |
S-5 |
30751.64 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
3724.50 |
Day 58 |
Yes |
48.51 |
7-30 Days |
S-6 |
4186.74 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
21264.98 |
Day 58 |
Yes |
1464.49 |
91-180 Days |
S-7 |
25144.86 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
33883.81 |
Day 59 |
Yes |
1273.17 |
91-180 Days |
A-0-Q |
35685.75 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
9104.94 |
Day 59 |
Yes |
426.47 |
<7 Days |
A-1-Q |
8698.32 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
39755.85 |
Day 59 |
Yes |
3301.85 |
91-180 Days |
A-2-Q |
37509.56 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
38383.01 |
Day 59 |
No |
2777.41 |
91-180 Days |
A-3-Q |
34384.02 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
25620.47 |
Day 59 |
No |
1194.37 |
<7 Days |
A-4-Q |
26484.71 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
18921.37 |
Day 59 |
Yes |
1417.95 |
7-30 Days |
A-5-Q |
22338.81 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
1076.82 |
Day 59 |
No |
11.64 |
<7 Days |
CB-1-Q |
866.05 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
10569.31 |
Day 59 |
Yes |
429.82 |
91-180 Days |
CB-2-Q |
11416.98 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
26370.80 |
Day 59 |
Yes |
132.98 |
31-90 Days |
S-1-Q |
23560.23 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
34618.48 |
Day 59 |
No |
832.63 |
<7 Days |
S-2-Q |
31998.30 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
20286.21 |
Day 59 |
Yes |
911.17 |
<7 Days |
S-3-Q |
21121.02 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
33759.13 |
Day 59 |
No |
1675.20 |
91-180 Days |
S-4-Q |
36641.18 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
7843.67 |
Day 59 |
Yes |
751.66 |
31-90 Days |
CB-3-Q |
6677.47 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
15576.55 |
Day 59 |
Yes |
812.86 |
91-180 Days |
G-1-Q |
14813.63 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
28937.71 |
Day 59 |
Yes |
2375.92 |
7-30 Days |
G-2-Q |
25846.42 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
14820.87 |
Day 59 |
Yes |
1016.50 |
<7 Days |
G-3-Q |
15081.10 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
43921.57 |
Day 59 |
Yes |
506.58 |
<7 Days |
S-5-Q |
39108.76 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
3071.76 |
Day 59 |
Yes |
215.67 |
<7 Days |
S-6-Q |
2536.12 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
17212.59 |
Day 59 |
No |
960.27 |
7-30 Days |
S-7-Q |
20431.72 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
19719.53 |
Day 59 |
No |
643.99 |
<7 Days |
E-1-Q |
17379.12 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
41788.67 |
Day 59 |
Yes |
4103.20 |
31-90 Days |
E-2-Q |
49911.25 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
17542.37 |
Day 59 |
Yes |
1320.14 |
31-90 Days |
IG-1-Q |
14531.22 |
None |
No |
|
Investment Banking |