| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
11363.98 |
Day 3 |
No |
687.65 |
31-90 Days |
N-4 |
12351.20 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
43402.99 |
Day 3 |
No |
3539.29 |
31-90 Days |
N-5 |
40169.57 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
15796.02 |
Day 3 |
Yes |
251.94 |
<7 Days |
N-6 |
16626.34 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
5117.70 |
Day 3 |
No |
265.00 |
31-90 Days |
N-7 |
4803.72 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
40339.79 |
Day 3 |
No |
3590.56 |
<7 Days |
P-1 |
32491.89 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
8004.46 |
Day 3 |
Yes |
445.97 |
31-90 Days |
P-2 |
7017.66 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
14168.83 |
Day 3 |
No |
1292.17 |
31-90 Days |
S-8 |
12835.18 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
21615.75 |
Day 3 |
No |
1223.14 |
31-90 Days |
Y-1 |
17302.01 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
30336.69 |
Day 3 |
Yes |
2956.14 |
91-180 Days |
Y-2 |
26902.80 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
13527.78 |
Day 3 |
Yes |
907.90 |
<7 Days |
Y-3 |
11987.22 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
29346.73 |
Day 3 |
Yes |
1351.53 |
31-90 Days |
Y-4 |
24167.08 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
43679.41 |
Day 3 |
No |
3057.94 |
7-30 Days |
Z-1 |
38837.50 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
23348.82 |
Day 3 |
No |
314.03 |
<7 Days |
A-2 |
22233.39 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
42626.72 |
Day 3 |
No |
3661.33 |
<7 Days |
A-3 |
43875.00 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
42072.58 |
Day 3 |
No |
4075.29 |
7-30 Days |
A-4 |
36531.17 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
37030.56 |
Day 3 |
Yes |
3489.23 |
31-90 Days |
A-5 |
41460.26 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
30783.07 |
Day 3 |
No |
1521.78 |
7-30 Days |
CB-1 |
27022.80 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
28026.49 |
Day 3 |
Yes |
2345.26 |
91-180 Days |
CB-2 |
25402.35 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
5489.71 |
Day 3 |
No |
79.13 |
91-180 Days |
CB-3 |
4798.35 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
39778.81 |
Day 3 |
No |
1124.61 |
7-30 Days |
E-1 |
45190.85 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
797.92 |
Day 3 |
No |
33.49 |
91-180 Days |
E-2 |
660.62 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
22285.98 |
Day 3 |
Yes |
2019.23 |
7-30 Days |
G-1 |
17897.36 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
6906.11 |
Day 3 |
Yes |
583.23 |
<7 Days |
G-2 |
6053.66 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
19358.80 |
Day 3 |
No |
941.32 |
<7 Days |
G-3 |
22715.20 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
5091.53 |
Day 3 |
Yes |
9.01 |
91-180 Days |
IG-1 |
5131.63 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |