| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
41509.27 |
Day 3 |
Yes |
3967.81 |
<7 Days |
CB-1-Q |
36544.42 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
11998.64 |
Day 3 |
Yes |
877.81 |
<7 Days |
CB-2-Q |
9745.72 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
32986.30 |
Day 3 |
Yes |
396.13 |
31-90 Days |
S-1-Q |
34139.49 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
38293.79 |
Day 3 |
Yes |
293.66 |
7-30 Days |
S-2-Q |
35061.62 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
22774.91 |
Day 3 |
No |
1583.77 |
31-90 Days |
S-3-Q |
19805.54 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
34873.31 |
Day 3 |
Yes |
378.50 |
7-30 Days |
S-4-Q |
28722.14 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
16333.34 |
Day 3 |
No |
1100.94 |
7-30 Days |
CB-3-Q |
19476.35 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
24216.22 |
Day 3 |
No |
505.44 |
91-180 Days |
G-1-Q |
25574.96 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
25246.50 |
Day 3 |
Yes |
746.03 |
91-180 Days |
G-2-Q |
28905.22 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
30506.27 |
Day 3 |
No |
386.67 |
31-90 Days |
G-3-Q |
28101.05 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
23122.76 |
Day 3 |
No |
1114.18 |
31-90 Days |
S-5-Q |
25687.13 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
38248.49 |
Day 3 |
No |
1695.32 |
31-90 Days |
S-6-Q |
40535.19 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
11923.17 |
Day 3 |
Yes |
853.04 |
7-30 Days |
S-7-Q |
9561.70 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
26169.55 |
Day 3 |
Yes |
2585.67 |
7-30 Days |
E-1-Q |
28635.27 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
22075.12 |
Day 3 |
No |
1867.30 |
91-180 Days |
E-2-Q |
20346.28 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
38997.27 |
Day 3 |
Yes |
3891.49 |
31-90 Days |
IG-1-Q |
44164.46 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
1924.44 |
Day 3 |
Yes |
10.96 |
<7 Days |
IG-2-Q |
1932.88 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
1840.38 |
Day 3 |
Yes |
95.47 |
7-30 Days |
C-1 |
2033.94 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
38097.53 |
Day 3 |
No |
2786.71 |
31-90 Days |
CB-4 |
31827.86 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
3105.98 |
Day 3 |
Yes |
280.52 |
<7 Days |
E-10 |
2548.00 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
10664.63 |
Day 3 |
Yes |
247.95 |
31-90 Days |
E-3 |
11584.16 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
33132.35 |
Day 3 |
Yes |
2571.51 |
31-90 Days |
E-4 |
39369.49 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
34864.45 |
Day 3 |
No |
1761.38 |
91-180 Days |
E-5 |
36136.54 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
11730.54 |
Day 3 |
No |
357.42 |
<7 Days |
E-6 |
12450.50 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
24266.46 |
Day 3 |
No |
1815.68 |
7-30 Days |
E-7 |
19432.62 |
None |
No |
|
Investment Banking |