Complex Institution Liquidity Monitoring Report OMB Number 7100-0361

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I.U.4: Excess Operational Balances

Report Date Reporting Entity PID Product Currency Converted Maturity Bucket Forward Start Amount Forward Start Bucket Internal Counterparty Business Line Counterparty G-SIB Maturity Amount Maturity Optionality Effective Maturity Bucket Encumbrance Type Internal Risk Weight
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD Day 50 None Liberty National Bank Non-Regulated Fund 623542.62 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD Day 51 None Liberty National Bank Non-Regulated Fund 3872351.63 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD Day 52 None Non-Regulated Fund 3177186.53 No None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD Day 53 None Non-Regulated Fund 3690902.29 No None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD Day 54 None Non-Regulated Fund 1241477.69 No None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD Day 55 None Non-Regulated Fund 3804632.21 No None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD Day 56 None Non-Regulated Fund 2414271.22 No None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD Day 57 None Liberty Wealth Management LLC Non-Regulated Fund 4274329.92 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD Day 58 None Non-Regulated Fund 4424505.60 No None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD Day 59 None Non-Regulated Fund 2491870.26 No None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD Day 60 None Non-Regulated Fund 3644612.61 No None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD 61 - 67 Days None Non-Regulated Fund 1896278.13 No None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD 68 - 74 Days None Liberty Mortgage Services Corp. Non-Regulated Fund 2484115.05 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD 75 - 82 Days None Non-Regulated Fund 2916911.48 No None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD 83 - 90 Days None Liberty International Finance Ltd. Non-Regulated Fund 2316873.34 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD 91 - 120 Days None Non-Regulated Fund 2424196.71 No None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD 121 - 150 Days None Non-Regulated Fund 2287230.18 No None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD 151 - 179 Days None Liberty National Bank Non-Regulated Fund 663624.82 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD 180 - 270 Days None Non-Regulated Fund 3664221.73 No None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD 271 - 364 Days None Liberty National Bank Non-Regulated Fund 1269136.09 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD >= 1 Yr <= 2 Yr None Liberty Wealth Management LLC Non-Regulated Fund 7467.24 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD >2 Yr <= 3 Yr None Non-Regulated Fund 1831567.76 No None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD >3 Yr <= 4 Yr None Non-Regulated Fund 4052519.42 No None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD >4 Yr <= 5 Yr None Liberty National Bank Non-Regulated Fund 121897.24 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.4 Excess Operational Balances USD >5 Yr None Liberty International Finance Ltd. Non-Regulated Fund 1078437.46 Yes None