| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 52 |
None |
|
Liberty National Bank |
|
Other Supervised Non-Bank Financial Entity |
|
1532554.76 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 53 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
182619.82 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 54 |
None |
|
Liberty National Bank |
|
Other Supervised Non-Bank Financial Entity |
|
1206720.89 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 55 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
4208029.50 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 56 |
None |
|
Liberty Wealth Management LLC |
|
Other Supervised Non-Bank Financial Entity |
|
1518800.06 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 57 |
None |
|
Liberty International Finance Ltd. |
|
Other Supervised Non-Bank Financial Entity |
|
178523.42 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 58 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
3349211.79 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 59 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
1936798.90 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 60 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
3779617.30 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
61 - 67 Days |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
1887151.16 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
68 - 74 Days |
None |
|
Liberty National Bank |
|
Other Supervised Non-Bank Financial Entity |
|
2878168.23 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
75 - 82 Days |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
4430105.29 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
83 - 90 Days |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
3065945.57 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
91 - 120 Days |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
4173290.75 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
121 - 150 Days |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
1959392.29 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
151 - 179 Days |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
2229924.69 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
180 - 270 Days |
None |
|
Liberty International Finance Ltd. |
|
Other Supervised Non-Bank Financial Entity |
|
3369901.44 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
271 - 364 Days |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
90943.25 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
>= 1 Yr <= 2 Yr |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
2373090.28 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
>2 Yr <= 3 Yr |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
715399.04 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
>3 Yr <= 4 Yr |
None |
|
Liberty Wealth Management LLC |
|
Other Supervised Non-Bank Financial Entity |
|
2322592.33 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
>4 Yr <= 5 Yr |
None |
|
Liberty Mortgage Services Corp. |
|
Other Supervised Non-Bank Financial Entity |
|
4103730.17 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
>5 Yr |
None |
|
Liberty National Bank |
|
Other Supervised Non-Bank Financial Entity |
|
285311.94 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Perpetual |
None |
|
Liberty Mortgage Services Corp. |
|
Other Supervised Non-Bank Financial Entity |
|
3706951.32 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty Capital Markets Inc. |
I.U.4 |
Excess Operational Balances |
USD |
|
Open |
None |
|
Liberty Wealth Management LLC |
|
Debt Issuing SPE |
|
2113391.24 |
|
|
|
Yes |
None |