Complex Institution Liquidity Monitoring Report OMB Number 7100-0361

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I.U.3: Required Operational Balances

Report Date Reporting Entity PID Product Currency Converted Maturity Bucket Forward Start Amount Forward Start Bucket Internal Counterparty Business Line Counterparty G-SIB Maturity Amount Maturity Optionality Effective Maturity Bucket Encumbrance Type Internal Risk Weight
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 47 None Liberty Wealth Management LLC Other Supervised Non-Bank Financial Entity 1782457.89 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 48 None Liberty Mortgage Services Corp. Other Supervised Non-Bank Financial Entity 418473.71 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 49 None Other Supervised Non-Bank Financial Entity 1654817.12 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 50 None Liberty International Finance Ltd. Other Supervised Non-Bank Financial Entity 944711.27 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 51 None Liberty Wealth Management LLC Other Supervised Non-Bank Financial Entity 1252720.86 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 52 None Other Supervised Non-Bank Financial Entity 1916049.22 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 53 None Other Supervised Non-Bank Financial Entity 3151054.98 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 54 None Liberty Mortgage Services Corp. Other Supervised Non-Bank Financial Entity 3458955.61 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 55 None Liberty National Bank Other Supervised Non-Bank Financial Entity 3971816.15 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 56 None Liberty Mortgage Services Corp. Other Supervised Non-Bank Financial Entity 334775.23 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 57 None Liberty International Finance Ltd. Other Supervised Non-Bank Financial Entity 4486455.53 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 58 None Other Supervised Non-Bank Financial Entity 2811831.37 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 59 None Liberty National Bank Other Supervised Non-Bank Financial Entity 1205121.23 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 60 None Other Supervised Non-Bank Financial Entity 883174.40 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD 61 - 67 Days None Liberty Wealth Management LLC Other Supervised Non-Bank Financial Entity 1567685.62 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD 68 - 74 Days None Liberty Mortgage Services Corp. Other Supervised Non-Bank Financial Entity 91306.75 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD 75 - 82 Days None Liberty Mortgage Services Corp. Other Supervised Non-Bank Financial Entity 53384.50 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD 83 - 90 Days None Other Supervised Non-Bank Financial Entity 3096374.14 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD 91 - 120 Days None Other Supervised Non-Bank Financial Entity 736333.26 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD 121 - 150 Days None Other Supervised Non-Bank Financial Entity 4171184.69 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD 151 - 179 Days None Other Supervised Non-Bank Financial Entity 3948052.61 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD 180 - 270 Days None Liberty International Finance Ltd. Other Supervised Non-Bank Financial Entity 3435304.73 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD 271 - 364 Days None Other Supervised Non-Bank Financial Entity 2380499.17 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD >= 1 Yr <= 2 Yr None Other Supervised Non-Bank Financial Entity 3825778.72 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD >2 Yr <= 3 Yr None Liberty National Bank Other Supervised Non-Bank Financial Entity 1796147.79 Yes None