| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8176.27 |
Day 42 |
Yes |
252.67 |
31-90 Days |
S-1-Q |
8872.11 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8989.89 |
Day 42 |
No |
154.00 |
7-30 Days |
S-2-Q |
9581.40 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2146.90 |
Day 42 |
Yes |
40.18 |
31-90 Days |
S-3-Q |
2227.10 |
No |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9863.39 |
Day 42 |
Yes |
102.98 |
7-30 Days |
S-4-Q |
10807.90 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5002.46 |
Day 42 |
Yes |
184.81 |
31-90 Days |
CB-3-Q |
5226.08 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4852.32 |
Day 42 |
Yes |
119.36 |
<7 Days |
G-1-Q |
4609.75 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7869.47 |
Day 42 |
No |
141.39 |
31-90 Days |
G-2-Q |
8137.44 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16865.30 |
Day 42 |
No |
832.01 |
31-90 Days |
G-3-Q |
18469.93 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12950.17 |
Day 42 |
Yes |
138.74 |
7-30 Days |
S-5-Q |
13720.17 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3848.30 |
Day 42 |
Yes |
47.77 |
31-90 Days |
S-6-Q |
3610.94 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9872.53 |
Day 42 |
No |
75.09 |
<7 Days |
S-7-Q |
10372.28 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11431.68 |
Day 42 |
No |
132.68 |
31-90 Days |
E-1-Q |
12123.86 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3536.38 |
Day 42 |
No |
23.20 |
7-30 Days |
E-2-Q |
3202.48 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7324.54 |
Day 42 |
Yes |
323.56 |
<7 Days |
IG-1-Q |
8046.13 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12272.86 |
Day 42 |
Yes |
109.58 |
31-90 Days |
IG-2-Q |
12585.60 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6201.46 |
Day 42 |
No |
168.13 |
31-90 Days |
C-1 |
5997.94 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9857.97 |
Day 42 |
Yes |
168.34 |
7-30 Days |
CB-4 |
9904.54 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2659.35 |
Day 42 |
Yes |
47.25 |
31-90 Days |
E-10 |
2405.81 |
Yes |
T+2 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2969.20 |
Day 42 |
Yes |
108.85 |
31-90 Days |
E-3 |
2847.63 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4346.69 |
Day 42 |
No |
103.59 |
<7 Days |
E-4 |
4250.65 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14694.43 |
Day 42 |
Yes |
14.12 |
31-90 Days |
E-5 |
15069.89 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8637.99 |
Day 42 |
Yes |
37.43 |
31-90 Days |
E-6 |
8732.46 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6626.33 |
Day 42 |
No |
229.96 |
31-90 Days |
E-7 |
6886.05 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3586.51 |
Day 42 |
Yes |
65.25 |
31-90 Days |
E-8 |
3744.58 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9021.58 |
Day 42 |
No |
201.44 |
7-30 Days |
E-9 |
9382.38 |
No |
T+0 |
Yes |
No |
|
Funding |