| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3134.68 |
Day 41 |
No |
80.54 |
31-90 Days |
L-6 |
3074.01 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9774.39 |
Day 41 |
Yes |
468.53 |
31-90 Days |
L-7 |
10644.63 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15398.96 |
Day 41 |
Yes |
60.92 |
7-30 Days |
L-8 |
14240.22 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16681.95 |
Day 41 |
Yes |
314.43 |
<7 Days |
L-9 |
18256.82 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6245.00 |
Day 41 |
Yes |
13.20 |
7-30 Days |
LC-1 |
6336.08 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3156.26 |
Day 41 |
Yes |
74.91 |
7-30 Days |
LC-2 |
3230.00 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13473.55 |
Day 41 |
Yes |
449.36 |
31-90 Days |
N-1 |
13477.82 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1981.57 |
Day 41 |
Yes |
49.24 |
<7 Days |
N-2 |
1792.67 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16038.89 |
Day 41 |
No |
104.53 |
7-30 Days |
N-3 |
16239.31 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3230.87 |
Day 41 |
No |
138.28 |
7-30 Days |
N-4 |
3075.77 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6167.45 |
Day 41 |
No |
266.89 |
7-30 Days |
N-5 |
5778.27 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10133.08 |
Day 41 |
No |
284.39 |
<7 Days |
N-6 |
9197.93 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12948.62 |
Day 41 |
Yes |
239.26 |
<7 Days |
N-7 |
12847.08 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5289.10 |
Day 41 |
Yes |
124.87 |
7-30 Days |
P-1 |
4820.37 |
No |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8870.02 |
Day 41 |
No |
241.18 |
<7 Days |
P-2 |
8092.90 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8971.78 |
Day 41 |
No |
282.64 |
7-30 Days |
S-8 |
9474.57 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8984.42 |
Day 41 |
Yes |
218.22 |
31-90 Days |
Y-1 |
8972.69 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4550.21 |
Day 41 |
Yes |
95.96 |
<7 Days |
Y-2 |
4812.09 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10340.28 |
Day 41 |
No |
186.21 |
31-90 Days |
Y-3 |
9705.52 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3243.55 |
Day 41 |
No |
79.02 |
<7 Days |
Y-4 |
3030.74 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5695.72 |
Day 41 |
No |
54.92 |
7-30 Days |
Z-1 |
5274.23 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7909.99 |
Day 41 |
Yes |
268.92 |
31-90 Days |
A-2 |
7329.68 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15986.49 |
Day 41 |
Yes |
768.14 |
31-90 Days |
A-3 |
14914.59 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7855.73 |
Day 41 |
No |
79.13 |
7-30 Days |
A-4 |
8621.48 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1536.01 |
Day 41 |
No |
10.51 |
7-30 Days |
A-5 |
1508.66 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Treasury |