| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13413.06 |
Day 26 |
No |
287.23 |
7-30 Days |
E-9 |
14253.51 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14398.94 |
Day 26 |
Yes |
230.66 |
7-30 Days |
G-4 |
13112.59 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8933.85 |
Day 26 |
No |
356.85 |
7-30 Days |
IG-3 |
9299.20 |
Yes |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6880.97 |
Day 26 |
No |
198.12 |
31-90 Days |
IG-4 |
7392.94 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4426.57 |
Day 26 |
No |
90.91 |
7-30 Days |
IG-5 |
4386.34 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14763.20 |
Day 26 |
Yes |
449.44 |
31-90 Days |
IG-6 |
15855.08 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
631.40 |
Day 26 |
Yes |
2.92 |
31-90 Days |
IG-7 |
609.02 |
No |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15116.42 |
Day 26 |
No |
37.66 |
<7 Days |
IG-8 |
14207.24 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11045.91 |
Day 26 |
Yes |
550.84 |
<7 Days |
L-1 |
11196.83 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
17072.27 |
Day 26 |
Yes |
825.93 |
7-30 Days |
L-10 |
16456.94 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2553.89 |
Day 26 |
Yes |
97.06 |
<7 Days |
L-11 |
2784.23 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3017.10 |
Day 26 |
Yes |
112.94 |
<7 Days |
L-2 |
3162.51 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2144.04 |
Day 26 |
No |
29.30 |
31-90 Days |
L-3 |
2153.65 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
708.20 |
Day 26 |
No |
5.04 |
<7 Days |
L-4 |
763.72 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15719.59 |
Day 26 |
Yes |
454.66 |
7-30 Days |
L-5 |
16667.06 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15562.64 |
Day 26 |
No |
36.19 |
7-30 Days |
L-6 |
15636.54 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
961.67 |
Day 26 |
Yes |
29.17 |
7-30 Days |
L-7 |
976.86 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10480.80 |
Day 26 |
No |
276.62 |
31-90 Days |
L-8 |
11472.34 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3566.56 |
Day 26 |
No |
65.04 |
<7 Days |
L-9 |
3714.04 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
967.52 |
Day 26 |
No |
12.58 |
31-90 Days |
LC-1 |
1056.98 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16628.33 |
Day 26 |
Yes |
364.32 |
31-90 Days |
LC-2 |
16548.32 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
17129.85 |
Day 26 |
No |
539.13 |
<7 Days |
N-1 |
17030.92 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
185.31 |
Day 26 |
No |
3.48 |
31-90 Days |
N-2 |
197.13 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12485.08 |
Day 26 |
No |
85.62 |
31-90 Days |
N-3 |
12472.50 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8648.79 |
Day 26 |
No |
239.88 |
31-90 Days |
N-4 |
7784.11 |
Yes |
T+0 |
No |
No |
|
Treasury |