| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4630.43 |
Day 26 |
Yes |
9.15 |
31-90 Days |
CB-2-Q |
4357.68 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5157.44 |
Day 26 |
Yes |
18.15 |
7-30 Days |
S-1-Q |
4679.90 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12690.75 |
Day 26 |
No |
240.26 |
31-90 Days |
S-2-Q |
11584.13 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5938.62 |
Day 26 |
Yes |
60.64 |
7-30 Days |
S-3-Q |
5978.45 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3701.37 |
Day 26 |
Yes |
22.86 |
<7 Days |
S-4-Q |
3457.88 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6648.37 |
Day 26 |
No |
288.82 |
<7 Days |
CB-3-Q |
6242.00 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16300.53 |
Day 26 |
No |
413.42 |
31-90 Days |
G-1-Q |
17413.17 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3482.22 |
Day 26 |
No |
61.79 |
7-30 Days |
G-2-Q |
3600.27 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4086.69 |
Day 26 |
No |
87.15 |
<7 Days |
G-3-Q |
4272.24 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8008.91 |
Day 26 |
No |
362.06 |
<7 Days |
S-5-Q |
7917.95 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
526.27 |
Day 26 |
Yes |
25.29 |
<7 Days |
S-6-Q |
535.59 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14287.52 |
Day 26 |
No |
135.20 |
31-90 Days |
S-7-Q |
13901.07 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14565.32 |
Day 26 |
No |
648.68 |
31-90 Days |
E-1-Q |
14018.56 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7167.20 |
Day 26 |
No |
277.37 |
<7 Days |
E-2-Q |
7428.16 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14829.29 |
Day 26 |
No |
383.15 |
<7 Days |
IG-1-Q |
14437.09 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10796.15 |
Day 26 |
Yes |
385.51 |
31-90 Days |
IG-2-Q |
10217.50 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4355.56 |
Day 26 |
Yes |
13.31 |
31-90 Days |
C-1 |
4160.59 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8234.51 |
Day 26 |
No |
204.80 |
7-30 Days |
CB-4 |
8977.75 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5816.20 |
Day 26 |
No |
156.86 |
7-30 Days |
E-10 |
6263.44 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13473.02 |
Day 26 |
No |
627.35 |
31-90 Days |
E-3 |
13439.14 |
No |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13192.82 |
Day 26 |
Yes |
436.08 |
7-30 Days |
E-4 |
13318.91 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3970.33 |
Day 26 |
No |
61.09 |
<7 Days |
E-5 |
3750.51 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2861.78 |
Day 26 |
No |
80.22 |
7-30 Days |
E-6 |
3136.90 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10284.82 |
Day 26 |
No |
284.61 |
31-90 Days |
E-7 |
11175.95 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12346.30 |
Day 26 |
No |
88.25 |
<7 Days |
E-8 |
11496.83 |
Yes |
T+1 |
No |
No |
|
Trading |