| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4293.14 |
Day 8 |
No |
84.27 |
<7 Days |
IG-3 |
4356.52 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6435.05 |
Day 8 |
No |
225.56 |
31-90 Days |
IG-4 |
6784.56 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3369.65 |
Day 8 |
Yes |
44.55 |
31-90 Days |
IG-5 |
3652.18 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5687.87 |
Day 8 |
Yes |
181.33 |
31-90 Days |
IG-6 |
5691.31 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9104.09 |
Day 8 |
No |
154.62 |
31-90 Days |
IG-7 |
9825.39 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9069.09 |
Day 8 |
No |
253.20 |
<7 Days |
IG-8 |
8919.95 |
No |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15688.01 |
Day 8 |
No |
645.45 |
<7 Days |
L-1 |
15184.13 |
Yes |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
994.86 |
Day 8 |
Yes |
17.81 |
<7 Days |
L-10 |
938.44 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4376.39 |
Day 8 |
Yes |
60.17 |
<7 Days |
L-11 |
4676.10 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10421.18 |
Day 8 |
No |
129.96 |
<7 Days |
L-2 |
11434.75 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3084.46 |
Day 8 |
No |
122.73 |
<7 Days |
L-3 |
3141.37 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16611.60 |
Day 8 |
Yes |
230.81 |
7-30 Days |
L-4 |
16786.51 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7716.01 |
Day 8 |
Yes |
72.48 |
31-90 Days |
L-5 |
7098.37 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2757.64 |
Day 8 |
No |
102.62 |
<7 Days |
L-6 |
2808.76 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2116.15 |
Day 8 |
No |
21.76 |
7-30 Days |
L-7 |
2063.83 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
649.21 |
Day 8 |
Yes |
0.56 |
<7 Days |
L-8 |
658.88 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15792.33 |
Day 8 |
No |
608.19 |
<7 Days |
L-9 |
16637.10 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9583.13 |
Day 8 |
Yes |
163.95 |
<7 Days |
LC-1 |
9922.91 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14909.50 |
Day 8 |
Yes |
310.00 |
31-90 Days |
LC-2 |
14354.80 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7153.49 |
Day 8 |
Yes |
225.97 |
31-90 Days |
N-1 |
6933.69 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11752.19 |
Day 8 |
No |
382.99 |
31-90 Days |
N-2 |
12199.20 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7987.51 |
Day 8 |
Yes |
336.02 |
7-30 Days |
N-3 |
8510.44 |
Yes |
T+0 |
Yes |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16003.73 |
Day 8 |
No |
327.92 |
<7 Days |
N-4 |
16433.54 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3787.01 |
Day 8 |
Yes |
135.47 |
<7 Days |
N-5 |
3972.31 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10288.97 |
Day 8 |
Yes |
207.46 |
31-90 Days |
N-6 |
10449.17 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |