| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11109.35 |
Day 7 |
Yes |
517.97 |
7-30 Days |
CB-2 |
11132.57 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3242.09 |
Day 7 |
No |
51.25 |
31-90 Days |
CB-3 |
2985.02 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7800.28 |
Day 7 |
Yes |
285.79 |
7-30 Days |
E-1 |
8300.61 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12018.25 |
Day 7 |
Yes |
241.13 |
31-90 Days |
E-2 |
11607.35 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15648.83 |
Day 7 |
No |
342.16 |
<7 Days |
G-1 |
15078.69 |
Yes |
T+2 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11559.85 |
Day 7 |
Yes |
505.20 |
31-90 Days |
G-2 |
11067.60 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5674.93 |
Day 7 |
Yes |
93.03 |
31-90 Days |
G-3 |
5277.76 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4148.21 |
Day 7 |
No |
49.77 |
31-90 Days |
IG-1 |
3943.85 |
No |
T+2 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15586.64 |
Day 7 |
Yes |
54.53 |
31-90 Days |
IG-2 |
17137.48 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15966.47 |
Day 7 |
Yes |
701.26 |
31-90 Days |
S-1 |
15760.20 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11150.03 |
Day 7 |
Yes |
42.53 |
31-90 Days |
S-2 |
12112.04 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10700.66 |
Day 7 |
Yes |
328.83 |
<7 Days |
S-3 |
10492.73 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2280.53 |
Day 7 |
No |
3.72 |
7-30 Days |
S-4 |
2438.33 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13532.73 |
Day 7 |
No |
69.03 |
7-30 Days |
S-5 |
12495.89 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5009.97 |
Day 7 |
Yes |
99.74 |
7-30 Days |
S-6 |
5265.35 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1453.44 |
Day 7 |
Yes |
52.85 |
7-30 Days |
S-7 |
1393.77 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16466.87 |
Day 8 |
Yes |
294.59 |
7-30 Days |
A-0-Q |
15232.97 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2737.53 |
Day 8 |
Yes |
111.38 |
31-90 Days |
A-1-Q |
2933.33 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4413.38 |
Day 8 |
Yes |
142.62 |
31-90 Days |
A-2-Q |
4004.69 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9378.60 |
Day 8 |
No |
122.57 |
31-90 Days |
A-3-Q |
9487.59 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7013.43 |
Day 8 |
Yes |
204.06 |
31-90 Days |
A-4-Q |
7001.50 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6140.22 |
Day 8 |
Yes |
129.96 |
<7 Days |
A-5-Q |
5720.34 |
Yes |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16989.83 |
Day 8 |
Yes |
810.77 |
<7 Days |
CB-1-Q |
15795.87 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8013.86 |
Day 8 |
Yes |
317.72 |
31-90 Days |
CB-2-Q |
7846.21 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14449.20 |
Day 8 |
Yes |
282.01 |
<7 Days |
S-1-Q |
13628.34 |
No |
T+2 |
Yes |
No |
|
Funding |