| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
12135.52 |
Day 11 |
No |
359.88 |
91-180 Days |
L-3 |
13420.17 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
1828.50 |
Day 11 |
No |
59.27 |
31-90 Days |
L-4 |
2011.34 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
2744.46 |
Day 11 |
No |
34.27 |
91-180 Days |
L-5 |
3010.46 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
25005.83 |
Day 11 |
Yes |
2353.69 |
91-180 Days |
L-6 |
28515.65 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
43172.40 |
Day 11 |
No |
2175.49 |
31-90 Days |
L-7 |
43915.69 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
38737.15 |
Day 11 |
Yes |
1516.90 |
<7 Days |
L-8 |
37060.21 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
9278.77 |
Day 11 |
Yes |
534.26 |
91-180 Days |
L-9 |
9593.41 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
29390.56 |
Day 11 |
No |
1529.55 |
7-30 Days |
LC-1 |
24845.65 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
8097.72 |
Day 11 |
Yes |
156.80 |
<7 Days |
LC-2 |
8336.56 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
2309.12 |
Day 11 |
Yes |
174.61 |
<7 Days |
N-1 |
2052.58 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
34304.50 |
Day 11 |
Yes |
1615.75 |
31-90 Days |
N-2 |
27512.43 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
18385.46 |
Day 11 |
Yes |
35.50 |
31-90 Days |
N-3 |
21598.72 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
2722.84 |
Day 11 |
Yes |
131.00 |
91-180 Days |
N-4 |
2725.17 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
32949.59 |
Day 11 |
No |
3014.73 |
7-30 Days |
N-5 |
30638.37 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
43269.79 |
Day 11 |
Yes |
710.13 |
91-180 Days |
N-6 |
40231.34 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
4953.72 |
Day 11 |
No |
122.16 |
31-90 Days |
N-7 |
5795.99 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
23141.21 |
Day 11 |
Yes |
1411.21 |
91-180 Days |
P-1 |
25939.96 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
4440.34 |
Day 11 |
No |
125.52 |
91-180 Days |
P-2 |
3878.61 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
27471.10 |
Day 11 |
Yes |
1849.74 |
<7 Days |
S-8 |
25294.17 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
7162.02 |
Day 11 |
Yes |
537.05 |
<7 Days |
Y-1 |
8093.89 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
37567.79 |
Day 11 |
Yes |
1865.10 |
<7 Days |
Y-2 |
34259.40 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
43152.44 |
Day 11 |
No |
4017.91 |
91-180 Days |
Y-3 |
50436.86 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
4590.65 |
Day 11 |
No |
337.22 |
7-30 Days |
Y-4 |
3829.09 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
14464.73 |
Day 11 |
Yes |
1324.41 |
7-30 Days |
Z-1 |
15747.52 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
31660.63 |
Day 11 |
Yes |
2067.97 |
31-90 Days |
A-2 |
28841.68 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |