| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
5969.76 |
>4 Yr <= 5 Yr |
No |
559.07 |
<7 Days |
N-1 |
4972.30 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
43852.20 |
>4 Yr <= 5 Yr |
No |
1162.62 |
7-30 Days |
N-2 |
51907.21 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
22168.22 |
>4 Yr <= 5 Yr |
No |
1981.21 |
7-30 Days |
N-3 |
20323.21 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
1799.15 |
>4 Yr <= 5 Yr |
Yes |
127.21 |
31-90 Days |
N-4 |
1908.19 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
16406.65 |
>4 Yr <= 5 Yr |
No |
84.54 |
<7 Days |
N-5 |
14567.81 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
35770.00 |
>4 Yr <= 5 Yr |
Yes |
2957.86 |
31-90 Days |
N-6 |
41661.22 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
42113.89 |
>4 Yr <= 5 Yr |
No |
2496.29 |
31-90 Days |
N-7 |
47361.83 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
31953.44 |
>4 Yr <= 5 Yr |
No |
1002.45 |
31-90 Days |
P-1 |
28703.07 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
39948.00 |
>4 Yr <= 5 Yr |
No |
1475.80 |
<7 Days |
P-2 |
34136.67 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
9098.43 |
>4 Yr <= 5 Yr |
Yes |
464.20 |
31-90 Days |
S-8 |
9780.75 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
42575.80 |
>4 Yr <= 5 Yr |
Yes |
2593.47 |
31-90 Days |
Y-1 |
47205.63 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
21374.86 |
>4 Yr <= 5 Yr |
Yes |
2004.23 |
7-30 Days |
Y-2 |
18558.09 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
32991.27 |
>4 Yr <= 5 Yr |
Yes |
783.97 |
7-30 Days |
Y-3 |
34422.83 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
25510.02 |
>4 Yr <= 5 Yr |
Yes |
1432.77 |
91-180 Days |
Y-4 |
25521.30 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
38291.18 |
>4 Yr <= 5 Yr |
Yes |
827.57 |
91-180 Days |
Z-1 |
33900.96 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
20294.05 |
>4 Yr <= 5 Yr |
No |
1539.36 |
91-180 Days |
A-2 |
22324.93 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
12243.67 |
>4 Yr <= 5 Yr |
Yes |
1003.34 |
7-30 Days |
A-3 |
13569.45 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
30829.04 |
>4 Yr <= 5 Yr |
No |
1552.88 |
91-180 Days |
A-4 |
28152.21 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
25721.51 |
>4 Yr <= 5 Yr |
Yes |
1926.78 |
91-180 Days |
A-5 |
22045.39 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
16983.99 |
>4 Yr <= 5 Yr |
Yes |
742.38 |
<7 Days |
CB-1 |
20276.96 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
21331.25 |
>4 Yr <= 5 Yr |
Yes |
1629.63 |
7-30 Days |
CB-2 |
19394.96 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
17669.22 |
>4 Yr <= 5 Yr |
No |
536.05 |
31-90 Days |
CB-3 |
17307.05 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
25805.28 |
>4 Yr <= 5 Yr |
No |
187.23 |
7-30 Days |
E-1 |
24216.20 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
25927.53 |
>4 Yr <= 5 Yr |
No |
1191.67 |
91-180 Days |
E-2 |
21014.02 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
41424.34 |
>4 Yr <= 5 Yr |
No |
3018.99 |
7-30 Days |
G-1 |
34204.68 |
Full |
No |
|
Capital Markets |