| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
12418.47 |
>3 Yr <= 4 Yr |
No |
205.71 |
7-30 Days |
L-11 |
10389.14 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
44029.74 |
>3 Yr <= 4 Yr |
No |
1078.39 |
31-90 Days |
L-2 |
45637.92 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
43372.97 |
>3 Yr <= 4 Yr |
Yes |
2544.07 |
<7 Days |
L-3 |
41237.81 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
10800.31 |
>3 Yr <= 4 Yr |
Yes |
854.90 |
7-30 Days |
L-4 |
8888.29 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
25679.92 |
>3 Yr <= 4 Yr |
Yes |
1812.53 |
<7 Days |
L-5 |
23015.23 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
5315.67 |
>3 Yr <= 4 Yr |
Yes |
433.04 |
7-30 Days |
L-6 |
5703.90 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
22910.70 |
>3 Yr <= 4 Yr |
Yes |
1235.33 |
<7 Days |
L-7 |
18514.55 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
38864.82 |
>3 Yr <= 4 Yr |
Yes |
2181.08 |
<7 Days |
L-8 |
34673.84 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
28348.56 |
>3 Yr <= 4 Yr |
No |
1840.01 |
91-180 Days |
L-9 |
29792.44 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
21067.06 |
>3 Yr <= 4 Yr |
Yes |
1168.06 |
31-90 Days |
LC-1 |
22549.74 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
34333.54 |
>3 Yr <= 4 Yr |
Yes |
37.48 |
91-180 Days |
LC-2 |
35084.37 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
9599.02 |
>3 Yr <= 4 Yr |
No |
791.74 |
7-30 Days |
N-1 |
9776.70 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
5508.30 |
>3 Yr <= 4 Yr |
No |
55.14 |
91-180 Days |
N-2 |
4555.36 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
26274.20 |
>3 Yr <= 4 Yr |
Yes |
2584.41 |
7-30 Days |
N-3 |
28437.63 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
41400.09 |
>3 Yr <= 4 Yr |
No |
3137.72 |
7-30 Days |
N-4 |
41234.50 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
33422.16 |
>3 Yr <= 4 Yr |
No |
2827.77 |
<7 Days |
N-5 |
39489.89 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
20387.72 |
>3 Yr <= 4 Yr |
No |
1698.16 |
91-180 Days |
N-6 |
19745.56 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
14406.62 |
>3 Yr <= 4 Yr |
Yes |
989.12 |
91-180 Days |
N-7 |
14529.12 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
8114.57 |
>3 Yr <= 4 Yr |
No |
85.75 |
31-90 Days |
P-1 |
8089.95 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
11489.69 |
>3 Yr <= 4 Yr |
Yes |
1090.99 |
7-30 Days |
P-2 |
10226.06 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
19838.67 |
>3 Yr <= 4 Yr |
Yes |
1088.84 |
31-90 Days |
S-8 |
21548.66 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
22714.05 |
>3 Yr <= 4 Yr |
Yes |
1435.62 |
31-90 Days |
Y-1 |
21931.35 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
19883.05 |
>3 Yr <= 4 Yr |
No |
856.41 |
<7 Days |
Y-2 |
15965.06 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
2047.83 |
>3 Yr <= 4 Yr |
Yes |
192.41 |
31-90 Days |
Y-3 |
1667.02 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
14512.48 |
>3 Yr <= 4 Yr |
Yes |
778.84 |
91-180 Days |
Y-4 |
16865.71 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |