| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
39938.81 |
>2 Yr <= 3 Yr |
No |
1422.34 |
7-30 Days |
N-4 |
44235.81 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
7062.02 |
>2 Yr <= 3 Yr |
Yes |
19.38 |
<7 Days |
N-5 |
5686.31 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
6733.98 |
>2 Yr <= 3 Yr |
No |
579.89 |
31-90 Days |
N-6 |
7751.14 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
22559.35 |
>2 Yr <= 3 Yr |
No |
1308.18 |
31-90 Days |
N-7 |
25993.40 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
3148.82 |
>2 Yr <= 3 Yr |
No |
52.80 |
31-90 Days |
P-1 |
3174.50 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
7474.51 |
>2 Yr <= 3 Yr |
No |
481.18 |
7-30 Days |
P-2 |
7038.62 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
7438.41 |
>2 Yr <= 3 Yr |
No |
142.69 |
<7 Days |
S-8 |
8831.44 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
41683.23 |
>2 Yr <= 3 Yr |
Yes |
438.11 |
91-180 Days |
Y-1 |
38917.01 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
12547.28 |
>2 Yr <= 3 Yr |
Yes |
359.75 |
31-90 Days |
Y-2 |
10185.54 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
15690.33 |
>2 Yr <= 3 Yr |
Yes |
1521.68 |
91-180 Days |
Y-3 |
18435.60 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
42002.35 |
>2 Yr <= 3 Yr |
No |
2629.72 |
<7 Days |
Y-4 |
44567.92 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
29898.13 |
>2 Yr <= 3 Yr |
No |
880.99 |
91-180 Days |
Z-1 |
24503.48 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
32751.95 |
>2 Yr <= 3 Yr |
Yes |
1759.60 |
91-180 Days |
A-2 |
38173.10 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
43347.62 |
>2 Yr <= 3 Yr |
Yes |
1758.31 |
7-30 Days |
A-3 |
43363.78 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
28950.18 |
>2 Yr <= 3 Yr |
Yes |
241.69 |
91-180 Days |
A-4 |
31760.66 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
4436.13 |
>2 Yr <= 3 Yr |
Yes |
20.42 |
7-30 Days |
A-5 |
3711.61 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
26175.07 |
>2 Yr <= 3 Yr |
Yes |
719.79 |
<7 Days |
CB-1 |
28821.95 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
3571.35 |
>2 Yr <= 3 Yr |
No |
294.70 |
31-90 Days |
CB-2 |
3761.84 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
25415.57 |
>2 Yr <= 3 Yr |
No |
2187.92 |
<7 Days |
CB-3 |
21556.81 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
24304.14 |
>2 Yr <= 3 Yr |
Yes |
2311.44 |
7-30 Days |
E-1 |
22239.81 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
15141.63 |
>2 Yr <= 3 Yr |
No |
803.36 |
<7 Days |
E-2 |
15152.51 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
18097.63 |
>2 Yr <= 3 Yr |
No |
89.88 |
31-90 Days |
G-1 |
14587.33 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
29199.79 |
>2 Yr <= 3 Yr |
Yes |
2816.41 |
7-30 Days |
G-2 |
26085.79 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
22784.32 |
>2 Yr <= 3 Yr |
No |
1346.69 |
7-30 Days |
G-3 |
26306.93 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
42892.28 |
>2 Yr <= 3 Yr |
Yes |
2656.86 |
<7 Days |
IG-1 |
45715.84 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |