| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
2555.13 |
271 - 364 Days |
No |
151.52 |
31-90 Days |
E-9 |
2129.27 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
7460.39 |
271 - 364 Days |
Yes |
586.93 |
31-90 Days |
G-4 |
7748.97 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
9682.94 |
271 - 364 Days |
No |
351.59 |
7-30 Days |
IG-3 |
8997.19 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
15208.03 |
271 - 364 Days |
Yes |
763.86 |
7-30 Days |
IG-4 |
13730.53 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
11315.96 |
271 - 364 Days |
No |
152.32 |
91-180 Days |
IG-5 |
9798.50 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
38877.18 |
271 - 364 Days |
No |
1778.04 |
91-180 Days |
IG-6 |
38336.39 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
23170.28 |
271 - 364 Days |
Yes |
666.94 |
31-90 Days |
IG-7 |
24991.74 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
29588.16 |
271 - 364 Days |
Yes |
2950.15 |
31-90 Days |
IG-8 |
31253.06 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
31575.83 |
271 - 364 Days |
No |
2288.63 |
91-180 Days |
L-1 |
25557.25 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
37469.66 |
271 - 364 Days |
No |
2791.49 |
91-180 Days |
L-10 |
36965.99 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
42444.49 |
271 - 364 Days |
No |
3320.16 |
31-90 Days |
L-11 |
42066.99 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
43895.09 |
271 - 364 Days |
No |
977.87 |
91-180 Days |
L-2 |
46142.72 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
6474.59 |
271 - 364 Days |
Yes |
171.19 |
<7 Days |
L-3 |
6930.06 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
2037.37 |
271 - 364 Days |
No |
31.91 |
7-30 Days |
L-4 |
1715.59 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
27062.82 |
271 - 364 Days |
Yes |
1001.70 |
<7 Days |
L-5 |
22855.32 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
10019.27 |
271 - 364 Days |
No |
59.54 |
91-180 Days |
L-6 |
9424.62 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
14632.14 |
271 - 364 Days |
Yes |
1211.19 |
<7 Days |
L-7 |
15909.65 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
43357.64 |
271 - 364 Days |
No |
114.95 |
7-30 Days |
L-8 |
49467.36 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
22627.56 |
271 - 364 Days |
No |
1706.42 |
7-30 Days |
L-9 |
24052.86 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
23433.83 |
271 - 364 Days |
No |
358.81 |
31-90 Days |
LC-1 |
24183.97 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
16448.14 |
271 - 364 Days |
Yes |
202.07 |
31-90 Days |
LC-2 |
19320.21 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
16604.46 |
271 - 364 Days |
No |
50.26 |
91-180 Days |
N-1 |
18477.03 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
21771.83 |
271 - 364 Days |
Yes |
966.69 |
91-180 Days |
N-2 |
20597.09 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
12960.73 |
271 - 364 Days |
No |
778.46 |
91-180 Days |
N-3 |
12071.14 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
11666.79 |
271 - 364 Days |
Yes |
225.80 |
<7 Days |
N-4 |
12740.46 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |