| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
36008.44 |
Day 4 |
No |
1804.15 |
<7 Days |
L-11 |
30335.29 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
3635.29 |
Day 4 |
No |
157.09 |
31-90 Days |
L-2 |
2951.39 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
35086.39 |
Day 4 |
Yes |
1649.44 |
<7 Days |
L-3 |
41018.10 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
12843.91 |
Day 4 |
No |
897.02 |
91-180 Days |
L-4 |
15376.30 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
19206.56 |
Day 4 |
No |
1850.49 |
31-90 Days |
L-5 |
21484.23 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
6775.79 |
Day 4 |
No |
300.14 |
7-30 Days |
L-6 |
5887.56 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
24308.47 |
Day 4 |
No |
1107.82 |
31-90 Days |
L-7 |
25619.87 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
43671.95 |
Day 4 |
Yes |
1118.60 |
7-30 Days |
L-8 |
51438.66 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
25826.24 |
Day 4 |
No |
1769.75 |
91-180 Days |
L-9 |
29469.93 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
4441.72 |
Day 4 |
No |
401.96 |
<7 Days |
LC-1 |
4455.59 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
22520.80 |
Day 4 |
Yes |
337.15 |
<7 Days |
LC-2 |
21066.66 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
28378.86 |
Day 4 |
No |
882.55 |
<7 Days |
N-1 |
27040.09 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
19751.48 |
Day 4 |
Yes |
1586.80 |
7-30 Days |
N-2 |
20280.56 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
19915.36 |
Day 4 |
Yes |
829.23 |
91-180 Days |
N-3 |
22839.82 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
5638.81 |
Day 4 |
No |
478.90 |
<7 Days |
N-4 |
5400.11 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
38539.81 |
Day 4 |
Yes |
3618.68 |
7-30 Days |
N-5 |
45174.73 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
2709.15 |
Day 4 |
No |
127.76 |
91-180 Days |
N-6 |
3239.67 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
8729.74 |
Day 4 |
No |
565.61 |
91-180 Days |
N-7 |
10405.42 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
1223.86 |
Day 4 |
Yes |
56.51 |
7-30 Days |
P-1 |
1002.71 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
4795.52 |
Day 4 |
No |
450.62 |
<7 Days |
P-2 |
3855.58 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
38831.16 |
Day 4 |
Yes |
2535.89 |
7-30 Days |
S-8 |
34677.37 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
43386.06 |
Day 4 |
Yes |
2497.74 |
31-90 Days |
Y-1 |
41980.63 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
40376.28 |
Day 4 |
Yes |
3645.65 |
31-90 Days |
Y-2 |
32708.55 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
32664.53 |
Day 4 |
Yes |
2241.07 |
91-180 Days |
Y-3 |
36267.01 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
942.88 |
Day 4 |
Yes |
32.80 |
31-90 Days |
Y-4 |
936.74 |
None |
No |
|
Treasury |