| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
14135.84 |
Day 54 |
No |
841.45 |
31-90 Days |
L-11 |
12160.15 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
41916.49 |
Day 54 |
Yes |
961.52 |
<7 Days |
L-2 |
47714.80 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
697.33 |
Day 54 |
No |
40.01 |
91-180 Days |
L-3 |
615.06 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
30406.42 |
Day 54 |
Yes |
121.76 |
7-30 Days |
L-4 |
35013.02 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
29897.97 |
Day 54 |
No |
695.49 |
91-180 Days |
L-5 |
33998.28 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
2359.35 |
Day 54 |
Yes |
168.34 |
31-90 Days |
L-6 |
2717.01 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
23490.04 |
Day 54 |
No |
1768.64 |
31-90 Days |
L-7 |
25488.79 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
35118.53 |
Day 54 |
Yes |
1931.64 |
<7 Days |
L-8 |
35793.40 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
36024.15 |
Day 54 |
Yes |
1061.68 |
31-90 Days |
L-9 |
33965.99 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
36997.69 |
Day 54 |
Yes |
3406.76 |
91-180 Days |
LC-1 |
37326.70 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
4853.62 |
Day 54 |
Yes |
26.42 |
91-180 Days |
LC-2 |
4485.31 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
37303.36 |
Day 54 |
Yes |
175.83 |
31-90 Days |
N-1 |
41749.01 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
11100.21 |
Day 54 |
Yes |
803.76 |
7-30 Days |
N-2 |
9429.40 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
37990.19 |
Day 54 |
Yes |
2482.86 |
<7 Days |
N-3 |
32076.95 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
33662.76 |
Day 54 |
No |
1121.67 |
7-30 Days |
N-4 |
34104.97 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
11922.56 |
Day 54 |
Yes |
1054.89 |
<7 Days |
N-5 |
9988.69 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
32242.40 |
Day 54 |
Yes |
2646.51 |
91-180 Days |
N-6 |
28267.40 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
26359.05 |
Day 54 |
Yes |
1948.99 |
31-90 Days |
N-7 |
27333.15 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
20920.92 |
Day 54 |
Yes |
154.93 |
7-30 Days |
P-1 |
23476.27 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
30013.97 |
Day 54 |
Yes |
1611.58 |
31-90 Days |
P-2 |
25727.07 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
13309.07 |
Day 54 |
Yes |
963.07 |
<7 Days |
S-8 |
14800.14 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
8514.56 |
Day 54 |
No |
123.12 |
<7 Days |
Y-1 |
10173.09 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
29631.91 |
Day 54 |
Yes |
1755.54 |
31-90 Days |
Y-2 |
28783.35 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
39158.34 |
Day 54 |
Yes |
843.26 |
<7 Days |
Y-3 |
39031.87 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
5000.13 |
Day 54 |
No |
369.18 |
<7 Days |
Y-4 |
5267.62 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |