| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
38901.26 |
Day 53 |
No |
931.29 |
<7 Days |
N-4 |
31574.45 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
6660.68 |
Day 53 |
Yes |
405.79 |
31-90 Days |
N-5 |
7654.76 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
13258.55 |
Day 53 |
Yes |
796.51 |
91-180 Days |
N-6 |
14616.01 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
43481.00 |
Day 53 |
Yes |
579.82 |
<7 Days |
N-7 |
35340.14 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
42724.44 |
Day 53 |
No |
2701.55 |
91-180 Days |
P-1 |
42340.80 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
44078.24 |
Day 53 |
Yes |
3285.51 |
91-180 Days |
P-2 |
40240.10 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
34591.59 |
Day 53 |
Yes |
2807.68 |
<7 Days |
S-8 |
39201.35 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
2682.14 |
Day 53 |
Yes |
236.65 |
7-30 Days |
Y-1 |
2950.41 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
12415.14 |
Day 53 |
No |
811.21 |
7-30 Days |
Y-2 |
14056.95 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
13210.64 |
Day 53 |
No |
580.91 |
91-180 Days |
Y-3 |
14075.22 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
863.96 |
Day 53 |
No |
23.96 |
<7 Days |
Y-4 |
770.94 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
25681.13 |
Day 53 |
No |
849.69 |
31-90 Days |
Z-1 |
22984.07 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
431.60 |
Day 53 |
Yes |
13.63 |
31-90 Days |
A-2 |
415.10 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
43188.12 |
Day 53 |
No |
797.16 |
31-90 Days |
A-3 |
35521.21 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
31028.38 |
Day 53 |
No |
1139.94 |
<7 Days |
A-4 |
29000.55 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
19403.98 |
Day 53 |
No |
1089.85 |
91-180 Days |
A-5 |
21188.90 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
24600.00 |
Day 53 |
No |
2090.91 |
<7 Days |
CB-1 |
28003.70 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
10248.24 |
Day 53 |
Yes |
914.77 |
91-180 Days |
CB-2 |
9823.82 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
18045.76 |
Day 53 |
Yes |
1794.33 |
7-30 Days |
CB-3 |
14456.83 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
13364.67 |
Day 53 |
No |
215.97 |
31-90 Days |
E-1 |
13974.88 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
29452.80 |
Day 53 |
No |
2383.26 |
7-30 Days |
E-2 |
28432.70 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
3740.25 |
Day 53 |
Yes |
133.78 |
91-180 Days |
G-1 |
3735.67 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
32471.67 |
Day 53 |
Yes |
800.60 |
7-30 Days |
G-2 |
38649.47 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
16254.34 |
Day 53 |
No |
1287.09 |
7-30 Days |
G-3 |
15545.65 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
43538.35 |
Day 53 |
No |
3684.32 |
<7 Days |
IG-1 |
49169.97 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |