| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
35009.94 |
Day 49 |
No |
1489.25 |
7-30 Days |
IG-6 |
35456.01 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
40620.43 |
Day 49 |
Yes |
930.79 |
91-180 Days |
IG-7 |
36505.19 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
34974.08 |
Day 49 |
No |
811.85 |
7-30 Days |
IG-8 |
40597.52 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
27678.05 |
Day 49 |
No |
1460.38 |
<7 Days |
L-1 |
26326.14 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
5298.04 |
Day 49 |
No |
409.50 |
<7 Days |
L-10 |
5114.87 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
8041.92 |
Day 49 |
No |
256.40 |
7-30 Days |
L-11 |
9082.59 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
20052.90 |
Day 49 |
Yes |
1895.18 |
<7 Days |
L-2 |
17155.10 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
35363.90 |
Day 49 |
No |
3021.45 |
31-90 Days |
L-3 |
29614.12 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
8117.81 |
Day 49 |
No |
580.46 |
31-90 Days |
L-4 |
9553.87 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
31198.82 |
Day 49 |
Yes |
613.62 |
7-30 Days |
L-5 |
29624.73 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
22191.72 |
Day 49 |
No |
2200.11 |
31-90 Days |
L-6 |
25431.60 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
8049.62 |
Day 49 |
No |
781.84 |
7-30 Days |
L-7 |
7838.73 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
37621.04 |
Day 49 |
No |
403.10 |
31-90 Days |
L-8 |
31778.88 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
766.48 |
Day 49 |
Yes |
17.78 |
<7 Days |
L-9 |
887.62 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
22493.26 |
Day 49 |
No |
1575.17 |
<7 Days |
LC-1 |
24168.08 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
1612.83 |
Day 49 |
Yes |
48.06 |
7-30 Days |
LC-2 |
1327.92 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
18318.97 |
Day 49 |
Yes |
530.41 |
31-90 Days |
N-1 |
15697.65 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
6016.54 |
Day 49 |
Yes |
487.27 |
<7 Days |
N-2 |
5241.54 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
11464.36 |
Day 49 |
Yes |
621.75 |
91-180 Days |
N-3 |
12825.49 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
14847.00 |
Day 49 |
Yes |
789.61 |
<7 Days |
N-4 |
16414.63 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
6629.80 |
Day 49 |
No |
68.32 |
31-90 Days |
N-5 |
6493.04 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
1894.78 |
Day 49 |
Yes |
115.15 |
7-30 Days |
N-6 |
1547.56 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
8530.43 |
Day 49 |
No |
89.27 |
91-180 Days |
N-7 |
7822.04 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
39953.20 |
Day 49 |
Yes |
1853.61 |
7-30 Days |
P-1 |
36311.37 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
37276.75 |
Day 49 |
Yes |
1465.89 |
7-30 Days |
P-2 |
32710.21 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |