| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
34090.24 |
Day 40 |
Yes |
1626.48 |
91-180 Days |
IG-7 |
37884.61 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
42549.91 |
Day 40 |
Yes |
3723.69 |
<7 Days |
IG-8 |
40733.14 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
37543.31 |
Day 40 |
No |
627.04 |
<7 Days |
L-1 |
40112.08 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
1458.16 |
Day 40 |
Yes |
123.04 |
91-180 Days |
L-10 |
1726.71 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
14809.29 |
Day 40 |
No |
974.76 |
<7 Days |
L-11 |
16512.38 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
11437.50 |
Day 40 |
Yes |
64.72 |
91-180 Days |
L-2 |
11030.52 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
544.41 |
Day 40 |
No |
22.28 |
31-90 Days |
L-3 |
483.43 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
29963.29 |
Day 40 |
Yes |
1335.22 |
31-90 Days |
L-4 |
26132.11 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
39492.49 |
Day 40 |
Yes |
2359.64 |
7-30 Days |
L-5 |
33466.33 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
17174.90 |
Day 40 |
Yes |
1594.26 |
91-180 Days |
L-6 |
16605.73 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
37566.30 |
Day 40 |
No |
2891.32 |
<7 Days |
L-7 |
33900.03 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
43252.14 |
Day 40 |
No |
953.45 |
<7 Days |
L-8 |
46837.13 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
35726.44 |
Day 40 |
No |
2425.86 |
91-180 Days |
L-9 |
32301.83 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
8690.76 |
Day 40 |
Yes |
39.52 |
7-30 Days |
LC-1 |
7390.54 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
31628.40 |
Day 40 |
No |
786.36 |
<7 Days |
LC-2 |
34689.13 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
44085.04 |
Day 40 |
No |
2550.01 |
91-180 Days |
N-1 |
44570.98 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
17334.08 |
Day 40 |
No |
785.61 |
91-180 Days |
N-2 |
17270.08 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
24998.49 |
Day 40 |
No |
291.12 |
<7 Days |
N-3 |
20938.01 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
3144.37 |
Day 40 |
Yes |
50.61 |
7-30 Days |
N-4 |
2622.81 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
1781.08 |
Day 40 |
No |
23.99 |
31-90 Days |
N-5 |
1630.07 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
3396.78 |
Day 40 |
No |
278.19 |
91-180 Days |
N-6 |
3250.82 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
29750.16 |
Day 40 |
Yes |
2757.09 |
31-90 Days |
N-7 |
25570.86 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
27125.11 |
Day 40 |
Yes |
1290.32 |
31-90 Days |
P-1 |
31512.99 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
35936.03 |
Day 40 |
Yes |
2777.03 |
31-90 Days |
P-2 |
39702.53 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
27800.62 |
Day 40 |
Yes |
15.32 |
31-90 Days |
S-8 |
27604.53 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |