| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
37316.41 |
Day 35 |
Yes |
3486.06 |
<7 Days |
S-2 |
34459.85 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
188.30 |
Day 35 |
Yes |
12.95 |
31-90 Days |
S-3 |
164.13 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
43004.81 |
Day 35 |
Yes |
1278.28 |
7-30 Days |
S-4 |
49179.89 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
20904.85 |
Day 35 |
Yes |
645.60 |
<7 Days |
S-5 |
23055.68 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
3651.46 |
Day 35 |
No |
336.55 |
91-180 Days |
S-6 |
3468.57 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
3573.44 |
Day 35 |
No |
38.28 |
31-90 Days |
S-7 |
3739.25 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
43296.62 |
Day 36 |
No |
3606.71 |
7-30 Days |
A-0-Q |
43004.07 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
17832.53 |
Day 36 |
Yes |
342.42 |
91-180 Days |
A-1-Q |
18338.86 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
8367.66 |
Day 36 |
No |
93.05 |
31-90 Days |
A-2-Q |
8093.02 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
13436.81 |
Day 36 |
No |
49.93 |
7-30 Days |
A-3-Q |
13197.58 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
14683.00 |
Day 36 |
Yes |
777.57 |
31-90 Days |
A-4-Q |
16828.67 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
3954.42 |
Day 36 |
No |
210.40 |
<7 Days |
A-5-Q |
4659.62 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
25271.33 |
Day 36 |
Yes |
216.27 |
<7 Days |
CB-1-Q |
24135.90 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
124.69 |
Day 36 |
No |
11.01 |
<7 Days |
CB-2-Q |
125.54 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
37613.21 |
Day 36 |
Yes |
140.82 |
91-180 Days |
S-1-Q |
34653.09 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
5998.47 |
Day 36 |
No |
63.29 |
<7 Days |
S-2-Q |
7004.10 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
38447.48 |
Day 36 |
No |
316.89 |
<7 Days |
S-3-Q |
38517.66 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
13549.76 |
Day 36 |
Yes |
150.42 |
31-90 Days |
S-4-Q |
14114.03 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
14010.97 |
Day 36 |
No |
742.77 |
<7 Days |
CB-3-Q |
14212.32 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
27415.79 |
Day 36 |
Yes |
1303.27 |
31-90 Days |
G-1-Q |
23895.24 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
16673.24 |
Day 36 |
Yes |
1508.18 |
91-180 Days |
G-2-Q |
19725.54 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
459.46 |
Day 36 |
No |
14.47 |
31-90 Days |
G-3-Q |
537.31 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
9636.04 |
Day 36 |
No |
580.76 |
7-30 Days |
S-5-Q |
9652.91 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
Yes |
31894.23 |
Day 36 |
No |
1059.53 |
7-30 Days |
S-6-Q |
29723.61 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Retail |
No |
23340.15 |
Day 36 |
Yes |
757.55 |
7-30 Days |
S-7-Q |
22367.21 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |