Complex Institution Liquidity Monitoring Report OMB Number 7100-0361

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I.U.7: Cash Items in the Process of Collection

Report Date Reporting Entity PID Product Currency Converted Maturity Bucket Forward Start Amount Forward Start Bucket Internal Counterparty Business Line Counterparty G-SIB Maturity Amount Maturity Optionality Effective Maturity Bucket Encumbrance Type Internal Risk Weight
2025-09-09 Liberty International Finance Ltd. I.U.7 I.U.7: Cash Items in the Process of Collection CAD No Day 54 4395118.41 Day 52 Liberty Financial Group, Inc. Foreign Exchange Desk Broker-Dealer No 4730818.02 Yes Day 19 Unsecured No 42.96
2025-09-09 Liberty International Finance Ltd. I.U.7 I.U.7: Cash Items in the Process of Collection EUR No Day 58 3461668.09 Day 47 Liberty International Finance Ltd. Investment Banking Non-Regulated Fund No 3609962.64 Yes Day 8 Unsecured No 0.72
2025-09-09 Liberty Financial Group, Inc. - Parent Only I.U.7 I.U.7: Cash Items in the Process of Collection USD Yes 271 - 364 Days 770337.88 Day 18 Liberty International Finance Ltd. Treasury Operations GSE Yes 872279.43 Yes Day 50 Unsecured Yes 37.36
2025-09-09 Liberty Capital Markets Inc. I.U.7 I.U.7: Cash Items in the Process of Collection USD Yes Day 31 2198514.97 Day 39 Liberty International Finance Ltd. Treasury Operations Pension Fund Yes 2634671.57 Yes Day 17 Unsecured Yes 47.75
2025-09-09 Liberty National Bank I.U.7 I.U.7: Cash Items in the Process of Collection JPY Yes 271 - 364 Days 3587109.75 75 - 82 Days Liberty National Bank Securities Services Financial Market Utility Yes 3140951.45 No Day 35 Unsecured Yes 2.57
2025-09-09 Liberty International Finance Ltd. I.U.7 I.U.7: Cash Items in the Process of Collection GBP No >2 Yr <= 3 Yr 1106591.91 91 - 120 Days Liberty Capital Markets Inc. Securities Services Investment Company or Advisor No 1081492.81 No Day 38 Unsecured Yes 1.91
2025-09-09 Liberty Mortgage Services Corp. I.U.7 I.U.7: Cash Items in the Process of Collection GBP Yes Day 52 2428487.99 Day 25 Liberty Capital Markets Inc. Investment Banking GSE Yes 2657709.23 No Day 29 Unsecured Yes 32.12
2025-09-09 Liberty National Bank I.U.7 I.U.7: Cash Items in the Process of Collection EUR Yes Day 2 2878907.12 Day 53 Liberty International Finance Ltd. Mortgage Lending Other Supranational No 2859935.32 No Day 53 Unsecured No 17.08
2025-09-09 Liberty International Finance Ltd. I.U.7 I.U.7: Cash Items in the Process of Collection JPY No Perpetual 1712513.45 Day 55 Liberty Financial Group, Inc. - Parent Only Capital Markets Trading Other Supranational No 1747852.61 Yes 121 - 150 Days Unsecured No 46.23
2025-09-09 Liberty Financial Group, Inc. I.U.7 I.U.7: Cash Items in the Process of Collection USD Yes Day 12 1805467.50 Day 19 Liberty International Finance Ltd. Treasury Operations Debt Issuing SPE Yes 2103198.30 Yes Day 48 Unsecured Yes 32.09
2025-09-09 Liberty Financial Group, Inc. I.U.7 I.U.7: Cash Items in the Process of Collection CAD Yes Day 45 241827.77 Day 59 Liberty International Finance Ltd. Syndicated Loans Investment Company or Advisor Yes 254670.46 Yes >= 1 Yr <= 2 Yr Unsecured No 25.16
2025-09-09 Liberty Financial Group, Inc. I.U.7 I.U.7: Cash Items in the Process of Collection EUR No Day 21 13216.78 180 - 270 Days Liberty Capital Markets Inc. Foreign Exchange Desk MDB No 13421.17 No Day 49 Unsecured Yes 10.57
2025-09-09 Liberty Financial Group, Inc. I.U.7 I.U.7: Cash Items in the Process of Collection GBP Yes Day 11 1274885.25 Day 32 Liberty International Finance Ltd. Capital Markets Trading Non-Financial Corporate No 1293264.63 No Day 15 Unsecured No 6.21
2025-09-09 Liberty Capital Markets Inc. I.U.7 I.U.7: Cash Items in the Process of Collection EUR Yes Day 15 2749884.50 Day 59 Liberty Capital Markets Inc. Investment Banking Retail No 2674629.78 No 180 - 270 Days Unsecured Yes 5.10
2025-09-09 Liberty Financial Group, Inc. - Parent Only I.U.7 I.U.7: Cash Items in the Process of Collection CAD No Day 42 4226294.78 Day 54 Liberty Capital Markets Inc. Mortgage Lending Other Supervised Non-Bank Financial Entity No 4954023.09 Yes 75 - 82 Days Unsecured Yes 28.82
2025-09-09 Liberty International Finance Ltd. I.U.7 I.U.7: Cash Items in the Process of Collection JPY Yes Day 36 2305587.34 151 - 179 Days Liberty Financial Group, Inc. Foreign Exchange Desk Central Bank No 2742034.57 Yes Day 9 Unsecured No 1.65
2025-09-09 Liberty National Bank I.U.7 I.U.7: Cash Items in the Process of Collection USD No Day 25 2406288.35 Day 11 Liberty Capital Markets Inc. Client Treasury Services Broker-Dealer No 2880507.40 No Day 53 Unsecured Yes 12.93
2025-09-09 Liberty Financial Group, Inc. I.U.7 I.U.7: Cash Items in the Process of Collection USD Yes Day 8 4358240.21 Day 57 Liberty International Finance Ltd. Wealth Management Investment Company or Advisor Yes 4517410.68 No Day 48 Unsecured Yes 6.79
2025-09-09 Liberty National Bank I.U.7 I.U.7: Cash Items in the Process of Collection JPY Yes Day 20 1624314.69 91 - 120 Days Liberty Financial Group, Inc. Wealth Management Broker-Dealer No 1503345.45 Yes Day 6 Unsecured Yes 24.24
2025-09-09 Liberty Capital Markets Inc. I.U.7 I.U.7: Cash Items in the Process of Collection CAD No Perpetual 3178795.42 Day 44 Liberty International Finance Ltd. Investment Banking Non-Regulated Fund No 2714275.05 Yes Day 17 Unsecured Yes 5.76
2025-09-09 Liberty Financial Group, Inc. - Parent Only I.U.7 I.U.7: Cash Items in the Process of Collection USD Yes Day 7 464478.15 Day 33 Liberty Mortgage Services Corp. Wealth Management MDB Yes 553840.41 Yes Day 52 Unsecured No 9.74
2025-09-09 Liberty Financial Group, Inc. - Parent Only I.U.7 I.U.7: Cash Items in the Process of Collection CAD Yes Day 45 114056.43 Day 23 Liberty Financial Group, Inc. Syndicated Loans Non-Regulated Fund Yes 112611.33 No >= 1 Yr <= 2 Yr Unsecured Yes 34.49
2025-09-09 Liberty Capital Markets Inc. I.U.7 I.U.7: Cash Items in the Process of Collection USD No Day 29 699787.38 Day 59 Liberty Capital Markets Inc. Mortgage Lending Broker-Dealer No 707422.53 No Day 17 Unsecured No 22.20
2025-09-09 Liberty National Bank I.U.7 I.U.7: Cash Items in the Process of Collection JPY No Day 23 50583.44 Day 22 Liberty Capital Markets Inc. Investment Banking Pension Fund Yes 47700.07 No 151 - 179 Days Unsecured Yes 17.39
2025-09-09 Liberty Capital Markets Inc. I.U.7 I.U.7: Cash Items in the Process of Collection JPY Yes Day 45 3754875.00 75 - 82 Days Liberty National Bank Treasury Operations Retail Yes 4209914.20 No Day 58 Unsecured Yes 0.30