| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
74022.70 |
Day 6 |
No |
633.53 |
7-30 Days |
N-2 |
78773.93 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
21171.14 |
Day 6 |
No |
229.34 |
7-30 Days |
N-3 |
22925.10 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
54105.56 |
Day 6 |
No |
2513.13 |
<7 Days |
N-4 |
50842.77 |
Yes |
T+1 |
No |
Yes |
Liberty International Finance Ltd. |
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
95426.90 |
Day 6 |
No |
4175.69 |
31-90 Days |
N-5 |
97412.15 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
64981.09 |
Day 6 |
No |
824.57 |
7-30 Days |
N-6 |
65820.03 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
33969.94 |
Day 6 |
No |
1374.27 |
<7 Days |
N-7 |
34064.06 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
66053.91 |
Day 6 |
Yes |
3035.83 |
7-30 Days |
P-1 |
65663.12 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
101313.78 |
Day 6 |
Yes |
1626.72 |
<7 Days |
P-2 |
95690.91 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
70838.73 |
Day 6 |
Yes |
425.31 |
<7 Days |
S-8 |
73086.96 |
Yes |
T+1 |
Yes |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
31848.83 |
Day 6 |
No |
652.19 |
31-90 Days |
Y-1 |
31171.83 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
32990.90 |
Day 6 |
No |
185.75 |
31-90 Days |
Y-2 |
33121.51 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
122372.92 |
Day 6 |
Yes |
1438.39 |
<7 Days |
Y-3 |
111587.20 |
No |
T+0 |
No |
Yes |
Liberty International Finance Ltd. |
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
67353.25 |
Day 6 |
Yes |
3149.97 |
31-90 Days |
Y-4 |
66712.20 |
Yes |
T+1 |
Yes |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
75728.30 |
Day 6 |
Yes |
723.55 |
<7 Days |
Z-1 |
79502.79 |
Yes |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
16051.35 |
Day 6 |
No |
19.22 |
<7 Days |
A-2 |
15473.67 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
53239.13 |
Day 6 |
No |
308.57 |
31-90 Days |
A-3 |
53329.65 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
88465.73 |
Day 6 |
No |
4136.88 |
31-90 Days |
A-4 |
96985.19 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
56362.39 |
Day 6 |
No |
2653.17 |
7-30 Days |
A-5 |
56056.45 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
83046.55 |
Day 6 |
No |
3023.08 |
7-30 Days |
CB-1 |
82088.08 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
59712.00 |
Day 6 |
Yes |
1512.40 |
31-90 Days |
CB-2 |
63709.02 |
Yes |
T+1 |
No |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
40615.50 |
Day 6 |
Yes |
99.18 |
31-90 Days |
CB-3 |
44047.31 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
121888.68 |
Day 6 |
No |
3336.70 |
7-30 Days |
E-1 |
113297.91 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
117242.59 |
Day 6 |
Yes |
2036.46 |
<7 Days |
E-2 |
126878.61 |
No |
T+2 |
Yes |
Yes |
Liberty International Finance Ltd. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
9.76 |
Day 6 |
Yes |
0.24 |
7-30 Days |
G-1 |
10.46 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
111708.87 |
Day 6 |
No |
713.17 |
7-30 Days |
G-2 |
111407.11 |
No |
T+0 |
Yes |
No |
|
Securities Finance |