| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
109267.44 |
Day 4 |
No |
1784.86 |
<7 Days |
CB-2-Q |
112445.20 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
95934.18 |
Day 4 |
No |
2467.64 |
31-90 Days |
S-1-Q |
98088.28 |
No |
T+1 |
Yes |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
80286.20 |
Day 4 |
Yes |
660.56 |
31-90 Days |
S-2-Q |
87370.75 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
101765.75 |
Day 4 |
Yes |
4918.37 |
7-30 Days |
S-3-Q |
97761.23 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
119262.86 |
Day 4 |
No |
5838.93 |
<7 Days |
S-4-Q |
119522.22 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
17461.91 |
Day 4 |
No |
286.51 |
31-90 Days |
CB-3-Q |
18805.69 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
103147.62 |
Day 4 |
No |
2342.95 |
7-30 Days |
G-1-Q |
112931.44 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
39297.70 |
Day 4 |
Yes |
708.68 |
7-30 Days |
G-2-Q |
38016.22 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
113420.58 |
Day 4 |
No |
3916.76 |
<7 Days |
G-3-Q |
106382.77 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
47880.52 |
Day 4 |
Yes |
1841.68 |
31-90 Days |
S-5-Q |
45426.35 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
28257.24 |
Day 4 |
Yes |
1375.22 |
7-30 Days |
S-6-Q |
30587.08 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
82533.04 |
Day 4 |
No |
2827.11 |
31-90 Days |
S-7-Q |
80949.87 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
31977.73 |
Day 4 |
No |
771.86 |
31-90 Days |
E-1-Q |
30695.53 |
Yes |
T+0 |
Yes |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
105670.49 |
Day 4 |
No |
1136.43 |
<7 Days |
E-2-Q |
101033.22 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
103772.85 |
Day 4 |
No |
3224.30 |
<7 Days |
IG-1-Q |
93789.41 |
Yes |
T+1 |
No |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
89434.57 |
Day 4 |
No |
1010.52 |
31-90 Days |
IG-2-Q |
85559.04 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
22324.83 |
Day 4 |
Yes |
1012.47 |
<7 Days |
C-1 |
24087.42 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
6766.98 |
Day 4 |
Yes |
128.57 |
<7 Days |
CB-4 |
7393.17 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
42547.20 |
Day 4 |
Yes |
1858.08 |
<7 Days |
E-10 |
45586.33 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
105968.50 |
Day 4 |
Yes |
1413.46 |
31-90 Days |
E-3 |
95689.76 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
3412.62 |
Day 4 |
Yes |
160.31 |
31-90 Days |
E-4 |
3560.38 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
10776.89 |
Day 4 |
Yes |
408.15 |
31-90 Days |
E-5 |
9707.57 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
38405.80 |
Day 4 |
No |
546.20 |
7-30 Days |
E-6 |
38708.04 |
Yes |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
18330.97 |
Day 4 |
Yes |
176.16 |
31-90 Days |
E-7 |
19589.52 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
39578.38 |
Day 4 |
Yes |
1140.52 |
31-90 Days |
E-8 |
38994.46 |
No |
T+0 |
No |
No |
|
Treasury |