| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
114915.72 |
Day 42 |
Yes |
4909.66 |
<7 Days |
A-0-Q |
112355.99 |
Yes |
T+2 |
No |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
14981.44 |
Day 42 |
No |
736.39 |
7-30 Days |
A-1-Q |
15906.32 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
81740.25 |
Day 42 |
No |
1876.18 |
<7 Days |
A-2-Q |
81420.83 |
Yes |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
103600.12 |
Day 42 |
No |
384.83 |
31-90 Days |
A-3-Q |
104623.20 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
55945.13 |
Day 42 |
Yes |
631.59 |
31-90 Days |
A-4-Q |
53965.11 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
56524.81 |
Day 42 |
Yes |
2494.36 |
7-30 Days |
A-5-Q |
52834.30 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
121991.57 |
Day 42 |
No |
2695.49 |
7-30 Days |
CB-1-Q |
128253.94 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
121576.30 |
Day 42 |
No |
4711.92 |
7-30 Days |
CB-2-Q |
132619.48 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
13484.23 |
Day 42 |
No |
201.14 |
7-30 Days |
S-1-Q |
14731.16 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
69533.98 |
Day 42 |
No |
405.66 |
<7 Days |
S-2-Q |
65579.69 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
9676.75 |
Day 42 |
No |
361.31 |
31-90 Days |
S-3-Q |
9185.47 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
116253.83 |
Day 42 |
No |
3756.79 |
31-90 Days |
S-4-Q |
106046.64 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
117022.45 |
Day 42 |
Yes |
5608.22 |
31-90 Days |
CB-3-Q |
116107.33 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
101671.48 |
Day 42 |
No |
4316.43 |
7-30 Days |
G-1-Q |
104197.86 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
115490.43 |
Day 42 |
Yes |
5367.73 |
31-90 Days |
G-2-Q |
120923.69 |
Yes |
T+2 |
Yes |
Yes |
Liberty International Finance Ltd. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
65192.56 |
Day 42 |
Yes |
1113.84 |
7-30 Days |
G-3-Q |
62046.81 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
105729.84 |
Day 42 |
Yes |
1203.49 |
<7 Days |
S-5-Q |
100181.90 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
42220.46 |
Day 42 |
No |
406.89 |
<7 Days |
S-6-Q |
45462.38 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
9606.02 |
Day 42 |
No |
97.23 |
<7 Days |
S-7-Q |
8879.32 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
61162.44 |
Day 42 |
No |
848.07 |
7-30 Days |
E-1-Q |
64857.19 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
100385.77 |
Day 42 |
Yes |
1687.90 |
31-90 Days |
E-2-Q |
98262.76 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
9525.09 |
Day 42 |
Yes |
115.96 |
7-30 Days |
IG-1-Q |
9500.06 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
56861.02 |
Day 42 |
No |
1265.83 |
<7 Days |
IG-2-Q |
55919.88 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
63812.59 |
Day 42 |
No |
2223.55 |
31-90 Days |
C-1 |
62466.51 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
18491.51 |
Day 42 |
No |
419.01 |
31-90 Days |
CB-4 |
19170.65 |
Yes |
T+0 |
No |
No |
|
Funding |