| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10846.87 |
>3 Yr <= 4 Yr |
No |
3.92 |
7-30 Days |
G-1-Q |
10971.76 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1116.53 |
>3 Yr <= 4 Yr |
No |
48.45 |
<7 Days |
G-2-Q |
1029.09 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5794.94 |
>3 Yr <= 4 Yr |
Yes |
42.68 |
<7 Days |
G-3-Q |
5703.93 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16507.74 |
>3 Yr <= 4 Yr |
No |
476.77 |
7-30 Days |
S-5-Q |
17273.82 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12280.66 |
>3 Yr <= 4 Yr |
Yes |
247.03 |
7-30 Days |
S-6-Q |
11563.66 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2550.99 |
>3 Yr <= 4 Yr |
No |
49.15 |
7-30 Days |
S-7-Q |
2310.68 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3566.27 |
>3 Yr <= 4 Yr |
No |
79.88 |
<7 Days |
E-1-Q |
3715.98 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
688.43 |
>3 Yr <= 4 Yr |
Yes |
8.57 |
7-30 Days |
E-2-Q |
636.94 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
614.37 |
>3 Yr <= 4 Yr |
No |
24.45 |
31-90 Days |
IG-1-Q |
571.87 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14479.70 |
>3 Yr <= 4 Yr |
Yes |
72.47 |
<7 Days |
IG-2-Q |
15835.39 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14819.70 |
>3 Yr <= 4 Yr |
No |
586.85 |
31-90 Days |
C-1 |
15846.06 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13870.48 |
>3 Yr <= 4 Yr |
Yes |
662.95 |
31-90 Days |
CB-4 |
15234.04 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10788.26 |
>3 Yr <= 4 Yr |
Yes |
213.12 |
<7 Days |
E-10 |
11367.45 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6848.50 |
>3 Yr <= 4 Yr |
Yes |
254.47 |
<7 Days |
E-3 |
7369.40 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4925.46 |
>3 Yr <= 4 Yr |
No |
61.31 |
<7 Days |
E-4 |
4843.10 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15995.94 |
>3 Yr <= 4 Yr |
No |
147.88 |
31-90 Days |
E-5 |
15040.07 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11705.21 |
>3 Yr <= 4 Yr |
Yes |
490.04 |
<7 Days |
E-6 |
12079.97 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5288.09 |
>3 Yr <= 4 Yr |
Yes |
56.96 |
31-90 Days |
E-7 |
4978.31 |
No |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12737.87 |
>3 Yr <= 4 Yr |
No |
411.57 |
<7 Days |
E-8 |
13413.77 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15496.60 |
>3 Yr <= 4 Yr |
Yes |
476.86 |
31-90 Days |
E-9 |
14055.11 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12472.00 |
>3 Yr <= 4 Yr |
Yes |
340.31 |
7-30 Days |
G-4 |
13307.00 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4773.26 |
>3 Yr <= 4 Yr |
Yes |
127.91 |
31-90 Days |
IG-3 |
4474.58 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7697.71 |
>3 Yr <= 4 Yr |
Yes |
262.45 |
31-90 Days |
IG-4 |
7694.19 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15813.64 |
>3 Yr <= 4 Yr |
Yes |
715.90 |
<7 Days |
IG-5 |
15913.62 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3985.29 |
>3 Yr <= 4 Yr |
Yes |
76.60 |
7-30 Days |
IG-6 |
3950.14 |
Yes |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |