| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15923.48 |
180 - 270 Days |
No |
570.31 |
31-90 Days |
L-3 |
16694.48 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3147.92 |
180 - 270 Days |
No |
93.33 |
<7 Days |
L-4 |
2946.05 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12623.96 |
180 - 270 Days |
Yes |
458.25 |
31-90 Days |
L-5 |
12057.18 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8850.28 |
180 - 270 Days |
Yes |
205.00 |
7-30 Days |
L-6 |
8790.69 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4665.92 |
180 - 270 Days |
Yes |
122.69 |
7-30 Days |
L-7 |
4245.54 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12515.17 |
180 - 270 Days |
Yes |
200.87 |
<7 Days |
L-8 |
12450.42 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13521.42 |
180 - 270 Days |
Yes |
427.47 |
7-30 Days |
L-9 |
13145.46 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2090.75 |
180 - 270 Days |
No |
60.83 |
31-90 Days |
LC-1 |
1926.09 |
No |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1796.62 |
180 - 270 Days |
No |
31.23 |
31-90 Days |
LC-2 |
1621.45 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16531.04 |
180 - 270 Days |
Yes |
31.43 |
7-30 Days |
N-1 |
16860.10 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
311.37 |
180 - 270 Days |
No |
15.18 |
<7 Days |
N-2 |
322.87 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13164.41 |
180 - 270 Days |
No |
634.45 |
31-90 Days |
N-3 |
12578.74 |
Yes |
T+2 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5890.44 |
180 - 270 Days |
Yes |
173.20 |
31-90 Days |
N-4 |
5828.88 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6626.76 |
180 - 270 Days |
Yes |
275.09 |
7-30 Days |
N-5 |
6151.62 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4295.67 |
180 - 270 Days |
No |
76.43 |
7-30 Days |
N-6 |
4491.68 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6209.97 |
180 - 270 Days |
Yes |
149.75 |
<7 Days |
N-7 |
6205.74 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6699.62 |
180 - 270 Days |
No |
12.85 |
<7 Days |
P-1 |
6292.58 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13210.04 |
180 - 270 Days |
No |
20.43 |
31-90 Days |
P-2 |
13853.76 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4675.05 |
180 - 270 Days |
No |
24.29 |
<7 Days |
S-8 |
4660.06 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4764.78 |
180 - 270 Days |
Yes |
225.64 |
31-90 Days |
Y-1 |
4763.81 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2968.24 |
180 - 270 Days |
No |
9.53 |
<7 Days |
Y-2 |
3215.82 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15637.93 |
180 - 270 Days |
No |
744.78 |
31-90 Days |
Y-3 |
14668.08 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1958.29 |
180 - 270 Days |
Yes |
37.05 |
31-90 Days |
Y-4 |
1816.61 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10919.89 |
180 - 270 Days |
Yes |
484.51 |
<7 Days |
Z-1 |
11271.71 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16230.26 |
180 - 270 Days |
No |
1.85 |
<7 Days |
A-2 |
16765.11 |
No |
T+1 |
No |
No |
|
Trading |