| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15015.79 |
121 - 150 Days |
Yes |
631.05 |
31-90 Days |
CB-1 |
15240.84 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
782.56 |
121 - 150 Days |
No |
23.45 |
<7 Days |
CB-2 |
800.81 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11510.45 |
121 - 150 Days |
Yes |
520.52 |
31-90 Days |
CB-3 |
10447.68 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9064.33 |
121 - 150 Days |
Yes |
172.73 |
31-90 Days |
E-1 |
9522.04 |
No |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3807.44 |
121 - 150 Days |
Yes |
92.83 |
<7 Days |
E-2 |
3971.80 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14163.49 |
121 - 150 Days |
Yes |
359.03 |
7-30 Days |
G-1 |
15534.15 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8735.13 |
121 - 150 Days |
Yes |
243.18 |
<7 Days |
G-2 |
8403.41 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7800.30 |
121 - 150 Days |
Yes |
351.40 |
31-90 Days |
G-3 |
8173.42 |
Yes |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7500.68 |
121 - 150 Days |
No |
234.95 |
7-30 Days |
IG-1 |
7638.25 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3882.68 |
121 - 150 Days |
Yes |
1.64 |
<7 Days |
IG-2 |
3745.85 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5847.13 |
121 - 150 Days |
No |
94.89 |
31-90 Days |
S-1 |
5652.09 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7173.05 |
121 - 150 Days |
Yes |
285.46 |
7-30 Days |
S-2 |
7349.00 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3597.66 |
121 - 150 Days |
Yes |
95.12 |
<7 Days |
S-3 |
3894.11 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6871.44 |
121 - 150 Days |
No |
265.85 |
7-30 Days |
S-4 |
7337.39 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4384.04 |
121 - 150 Days |
Yes |
91.59 |
7-30 Days |
S-5 |
4292.86 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4754.17 |
121 - 150 Days |
No |
106.94 |
31-90 Days |
S-6 |
4696.55 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7225.66 |
121 - 150 Days |
No |
340.49 |
7-30 Days |
S-7 |
6888.44 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
587.57 |
151 - 179 Days |
No |
17.07 |
31-90 Days |
A-0-Q |
597.82 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15354.20 |
151 - 179 Days |
No |
265.87 |
7-30 Days |
A-1-Q |
13930.48 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2242.23 |
151 - 179 Days |
No |
72.36 |
<7 Days |
A-2-Q |
2054.04 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16172.10 |
151 - 179 Days |
No |
326.55 |
31-90 Days |
A-3-Q |
15099.36 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1019.27 |
151 - 179 Days |
Yes |
39.17 |
<7 Days |
A-4-Q |
1038.57 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13661.85 |
151 - 179 Days |
No |
481.31 |
7-30 Days |
A-5-Q |
12525.94 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8059.78 |
151 - 179 Days |
No |
277.34 |
<7 Days |
CB-1-Q |
8455.71 |
Yes |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8442.21 |
151 - 179 Days |
Yes |
131.17 |
31-90 Days |
CB-2-Q |
8362.74 |
Yes |
T+1 |
No |
No |
|
Treasury |