| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3729.19 |
91 - 120 Days |
No |
74.38 |
31-90 Days |
IG-5 |
3906.75 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
791.70 |
91 - 120 Days |
No |
38.15 |
<7 Days |
IG-6 |
773.16 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6068.82 |
91 - 120 Days |
Yes |
123.98 |
7-30 Days |
IG-7 |
5730.98 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11800.34 |
91 - 120 Days |
No |
183.26 |
7-30 Days |
IG-8 |
10741.73 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16510.30 |
91 - 120 Days |
No |
476.10 |
31-90 Days |
L-1 |
18031.80 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8929.52 |
91 - 120 Days |
No |
378.24 |
31-90 Days |
L-10 |
9286.92 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14151.19 |
91 - 120 Days |
Yes |
361.11 |
31-90 Days |
L-11 |
15289.14 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13379.12 |
91 - 120 Days |
Yes |
462.49 |
7-30 Days |
L-2 |
12604.55 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5295.17 |
91 - 120 Days |
Yes |
168.42 |
7-30 Days |
L-3 |
5233.77 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16247.70 |
91 - 120 Days |
Yes |
282.24 |
31-90 Days |
L-4 |
17367.23 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10662.67 |
91 - 120 Days |
No |
488.62 |
31-90 Days |
L-5 |
10347.86 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13187.82 |
91 - 120 Days |
Yes |
574.33 |
7-30 Days |
L-6 |
11967.61 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14439.32 |
91 - 120 Days |
Yes |
66.63 |
7-30 Days |
L-7 |
15206.34 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5353.35 |
91 - 120 Days |
Yes |
216.39 |
31-90 Days |
L-8 |
5346.66 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7754.24 |
91 - 120 Days |
Yes |
233.27 |
<7 Days |
L-9 |
8278.27 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3911.43 |
91 - 120 Days |
Yes |
130.07 |
7-30 Days |
LC-1 |
4249.67 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6329.09 |
91 - 120 Days |
No |
22.68 |
7-30 Days |
LC-2 |
5805.24 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15374.07 |
91 - 120 Days |
No |
209.96 |
31-90 Days |
N-1 |
15014.74 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4525.75 |
91 - 120 Days |
No |
28.63 |
7-30 Days |
N-2 |
4316.20 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
457.52 |
91 - 120 Days |
Yes |
12.82 |
31-90 Days |
N-3 |
474.00 |
No |
T+2 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11443.60 |
91 - 120 Days |
No |
518.83 |
7-30 Days |
N-4 |
11664.43 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7191.70 |
91 - 120 Days |
Yes |
227.17 |
<7 Days |
N-5 |
7201.46 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9374.46 |
91 - 120 Days |
No |
186.97 |
31-90 Days |
N-6 |
8592.48 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8230.49 |
91 - 120 Days |
No |
208.06 |
<7 Days |
N-7 |
8167.24 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13787.64 |
91 - 120 Days |
Yes |
615.48 |
31-90 Days |
P-1 |
13952.41 |
Yes |
T+2 |
No |
No |
|
Funding |