| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9210.28 |
Day 24 |
No |
260.16 |
7-30 Days |
S-4 |
9468.74 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
123.66 |
Day 24 |
Yes |
1.61 |
31-90 Days |
S-5 |
112.24 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6461.80 |
Day 24 |
Yes |
227.33 |
7-30 Days |
S-6 |
6507.00 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16820.84 |
Day 24 |
Yes |
781.85 |
7-30 Days |
S-7 |
15474.71 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11410.28 |
Day 25 |
Yes |
370.31 |
31-90 Days |
A-0-Q |
10880.90 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13669.24 |
Day 25 |
Yes |
673.19 |
<7 Days |
A-1-Q |
13259.08 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5574.13 |
Day 25 |
Yes |
242.51 |
<7 Days |
A-2-Q |
5483.26 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1979.18 |
Day 25 |
No |
0.85 |
<7 Days |
A-3-Q |
1926.16 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2744.47 |
Day 25 |
Yes |
109.68 |
7-30 Days |
A-4-Q |
2991.69 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9681.00 |
Day 25 |
No |
46.14 |
<7 Days |
A-5-Q |
9638.07 |
Yes |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3023.79 |
Day 25 |
Yes |
24.64 |
31-90 Days |
CB-1-Q |
3144.00 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11614.91 |
Day 25 |
Yes |
334.33 |
7-30 Days |
CB-2-Q |
11205.34 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1910.97 |
Day 25 |
Yes |
72.16 |
7-30 Days |
S-1-Q |
2009.74 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1294.43 |
Day 25 |
No |
40.64 |
7-30 Days |
S-2-Q |
1311.37 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14152.71 |
Day 25 |
No |
194.34 |
31-90 Days |
S-3-Q |
13713.67 |
Yes |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14909.85 |
Day 25 |
No |
393.49 |
<7 Days |
S-4-Q |
14421.81 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12025.92 |
Day 25 |
Yes |
491.99 |
7-30 Days |
CB-3-Q |
11474.72 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8751.35 |
Day 25 |
Yes |
331.98 |
7-30 Days |
G-1-Q |
8521.42 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11943.88 |
Day 25 |
Yes |
122.86 |
<7 Days |
G-2-Q |
12018.24 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15681.88 |
Day 25 |
No |
541.24 |
<7 Days |
G-3-Q |
14749.16 |
Yes |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7175.45 |
Day 25 |
No |
49.38 |
<7 Days |
S-5-Q |
6822.70 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
527.98 |
Day 25 |
Yes |
18.41 |
31-90 Days |
S-6-Q |
538.67 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1895.20 |
Day 25 |
No |
37.17 |
<7 Days |
S-7-Q |
1965.13 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16598.08 |
Day 25 |
No |
807.21 |
<7 Days |
E-1-Q |
16522.76 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11673.00 |
Day 25 |
No |
76.12 |
7-30 Days |
E-2-Q |
11119.29 |
Yes |
T+0 |
No |
No |
|
Treasury |