| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4062.68 |
Day 24 |
No |
176.45 |
<7 Days |
S-3-Q |
3771.13 |
No |
T+2 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8346.77 |
Day 24 |
No |
35.93 |
31-90 Days |
S-4-Q |
8578.43 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9728.62 |
Day 24 |
Yes |
386.09 |
31-90 Days |
CB-3-Q |
9372.40 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6771.93 |
Day 24 |
No |
278.28 |
<7 Days |
G-1-Q |
7115.50 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14590.19 |
Day 24 |
Yes |
146.88 |
31-90 Days |
G-2-Q |
15623.92 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11256.56 |
Day 24 |
No |
172.12 |
31-90 Days |
G-3-Q |
10369.19 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1581.77 |
Day 24 |
No |
26.40 |
<7 Days |
S-5-Q |
1501.86 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10843.29 |
Day 24 |
Yes |
27.98 |
31-90 Days |
S-6-Q |
11803.94 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9152.28 |
Day 24 |
No |
387.61 |
<7 Days |
S-7-Q |
8699.67 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13206.91 |
Day 24 |
No |
424.34 |
<7 Days |
E-1-Q |
12292.20 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13564.86 |
Day 24 |
No |
531.64 |
7-30 Days |
E-2-Q |
12266.78 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11049.15 |
Day 24 |
No |
500.51 |
<7 Days |
IG-1-Q |
10813.46 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1400.35 |
Day 24 |
No |
58.61 |
<7 Days |
IG-2-Q |
1398.10 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8499.33 |
Day 24 |
No |
310.59 |
31-90 Days |
C-1 |
8518.79 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15344.22 |
Day 24 |
Yes |
583.13 |
31-90 Days |
CB-4 |
15598.94 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14686.76 |
Day 24 |
No |
531.87 |
7-30 Days |
E-10 |
16013.86 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15524.35 |
Day 24 |
No |
756.13 |
31-90 Days |
E-3 |
15429.41 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16501.19 |
Day 24 |
No |
642.94 |
7-30 Days |
E-4 |
16394.19 |
No |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6338.35 |
Day 24 |
No |
118.87 |
31-90 Days |
E-5 |
6216.36 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1148.54 |
Day 24 |
No |
22.15 |
31-90 Days |
E-6 |
1239.88 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13953.10 |
Day 24 |
Yes |
64.00 |
7-30 Days |
E-7 |
13585.83 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11868.39 |
Day 24 |
No |
249.47 |
31-90 Days |
E-8 |
12524.12 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9983.11 |
Day 24 |
No |
267.58 |
<7 Days |
E-9 |
10284.48 |
No |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11019.79 |
Day 24 |
No |
277.83 |
31-90 Days |
G-4 |
10126.05 |
Yes |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2798.39 |
Day 24 |
No |
44.82 |
31-90 Days |
IG-3 |
2839.25 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |