| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1467.95 |
Day 22 |
Yes |
2.01 |
7-30 Days |
IG-7 |
1514.25 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9318.64 |
Day 22 |
Yes |
23.14 |
<7 Days |
IG-8 |
8688.16 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10778.69 |
Day 22 |
No |
70.31 |
<7 Days |
L-1 |
10757.11 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15444.40 |
Day 22 |
Yes |
23.24 |
<7 Days |
L-10 |
15827.78 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8794.31 |
Day 22 |
Yes |
72.49 |
<7 Days |
L-11 |
9050.55 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1980.70 |
Day 22 |
Yes |
31.32 |
<7 Days |
L-2 |
1980.88 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16793.54 |
Day 22 |
No |
615.31 |
7-30 Days |
L-3 |
15201.46 |
Yes |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8725.71 |
Day 22 |
No |
342.71 |
<7 Days |
L-4 |
8627.69 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9932.02 |
Day 22 |
Yes |
380.90 |
31-90 Days |
L-5 |
9473.48 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14586.56 |
Day 22 |
Yes |
76.34 |
7-30 Days |
L-6 |
14925.12 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14854.84 |
Day 22 |
No |
390.07 |
31-90 Days |
L-7 |
15318.22 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14129.49 |
Day 22 |
No |
663.54 |
<7 Days |
L-8 |
13506.23 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16754.58 |
Day 22 |
No |
280.70 |
<7 Days |
L-9 |
16895.38 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9215.52 |
Day 22 |
No |
200.16 |
<7 Days |
LC-1 |
8674.45 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
37.82 |
Day 22 |
No |
1.20 |
31-90 Days |
LC-2 |
37.31 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13132.04 |
Day 22 |
No |
245.58 |
<7 Days |
N-1 |
13775.66 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15645.55 |
Day 22 |
No |
393.35 |
7-30 Days |
N-2 |
15466.38 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16727.20 |
Day 22 |
No |
565.21 |
7-30 Days |
N-3 |
15896.02 |
Yes |
T+2 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12890.95 |
Day 22 |
Yes |
295.82 |
<7 Days |
N-4 |
12965.32 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8380.68 |
Day 22 |
No |
43.62 |
7-30 Days |
N-5 |
9057.33 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11500.92 |
Day 22 |
No |
98.83 |
<7 Days |
N-6 |
10773.82 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12268.36 |
Day 22 |
Yes |
136.81 |
31-90 Days |
N-7 |
11976.70 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9700.58 |
Day 22 |
Yes |
150.69 |
7-30 Days |
P-1 |
9771.84 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12578.31 |
Day 22 |
No |
580.33 |
<7 Days |
P-2 |
12509.42 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5007.10 |
Day 22 |
No |
2.26 |
<7 Days |
S-8 |
5199.57 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |